# Legacy Partners Financial Group, LLC

> Legacy Partners Financial Group, LLC is an SEC-registered investment advisory firm in Woodstock, GA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 137025
- Filed as: LEGACY PARTNERS FINANCIAL GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Woodstock, GA
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/137025
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-partners-financial-group-llc-woodstock-ga-137025

## Quick answers

**How is Legacy Partners Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Partners Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Legacy Partners Financial Group, LLC located?**
Legacy Partners Financial Group, LLC's principal office is in Woodstock, GA, according to its Form ADV.

**Is Legacy Partners Financial Group, LLC registered with the SEC or a state?**
Legacy Partners Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 137025.

**How much does Legacy Partners Financial Group, LLC manage?**
Legacy Partners Financial Group, LLC reports $107,628,538 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary).

**What types of clients does Legacy Partners Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (94); individuals (other than high net worth individuals) (60).

**Which custodians does Legacy Partners Financial Group, LLC use?**
Legacy Partners Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Legacy Partners Financial Group, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137025

**What changed in Legacy Partners Financial Group, LLC's recent Form ADV filings?**
In the October 2026 filing data: Moved from state registration to SEC registration. Registered or notice-filed in AR, CO, IL, OH, TX, WA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $107,628,538
- Discretionary: $107,628,538
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 60 | $6,965,450 |
| High net worth individuals | 94 | $100,663,088 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 10 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CO, GA, IL, OH, TX, WA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137025

### Websites listed on Form ADV (Item 1.I)
- mylpfg.com

## Changes in the filing (last 12 months)

### October 2026
- Moved from state registration to SEC registration.
- Registered or notice-filed in AR, CO, IL, OH, TX, WA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Partners Financial Group, LLC (CRD 137025): Form ADV filing data as of October 2026.