{ "crd_number": 137025, "slug": "legacy-partners-financial-group-llc-woodstock-ga-137025", "primary_business_name": "LEGACY PARTNERS FINANCIAL GROUP, LLC", "legal_name": "LEGACY PARTNERS FINANCIAL GROUP, LLC", "dbas": [], "city": "Woodstock", "state": "GA", "country": "United States", "cbsa_code": "12060", "metro": { "cbsa_code": "12060", "common_name": "Atlanta", "msa_name": "Atlanta-Sandy Springs-Roswell, GA", "path": "/advisors/ga/atlanta" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-09-29", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-09-30", "carried_forward": false, "raum_total": 107628538.0, "raum_discretionary": 107628538.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 10, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 6965450.0, "count": 60 }, "high_net_worth_individuals": { "raum": 100663088.0, "count": 94 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "AR", "CO", "GA", "IL", "OH", "TX", "WA" ], "websites": [ "https://mylpfg.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/137025", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" } ], "city_as_filed": "WOODSTOCK", "url": "https://advisorcensus.com/firm/legacy-partners-financial-group-llc-woodstock-ga-137025", "display_name": "Legacy Partners Financial Group, LLC", "summary": "Legacy Partners Financial Group, LLC is an SEC-registered investment advisory firm in Woodstock, GA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 30, 2026.", "citation": "AdvisorCensus. Legacy Partners Financial Group, LLC (CRD 137025): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Legacy Partners Financial Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Legacy Partners Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Legacy Partners Financial Group, LLC located?", "a": "Legacy Partners Financial Group, LLC's principal office is in Woodstock, GA, according to its Form ADV." }, { "q": "Is Legacy Partners Financial Group, LLC registered with the SEC or a state?", "a": "Legacy Partners Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 137025." }, { "q": "How much does Legacy Partners Financial Group, LLC manage?", "a": "Legacy Partners Financial Group, LLC reports $107,628,538 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (100% discretionary)." }, { "q": "What types of clients does Legacy Partners Financial Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (94); individuals (other than high net worth individuals) (60)." }, { "q": "Which custodians does Legacy Partners Financial Group, LLC use?", "a": "Legacy Partners Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Legacy Partners Financial Group, LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/137025" }, { "q": "What changed in Legacy Partners Financial Group, LLC's recent Form ADV filings?", "a": "In the October 2026 filing data: Moved from state registration to SEC registration. Registered or notice-filed in AR, CO, IL, OH, TX, WA. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Moved from state registration to SEC registration.", "Registered or notice-filed in AR, CO, IL, OH, TX, WA.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/legacy-partners-financial-group-llc-woodstock-ga-137025.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 60, "fewer_than_5": false, "raum": 6965450.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 94, "fewer_than_5": false, "raum": 100663088.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/137025", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }