{ "crd_number": 117423, "slug": "legacy-investment-strategies-llc-metairie-la-117423", "primary_business_name": "LEGACY INVESTMENT STRATEGIES, LLC", "legal_name": "LEGACY INVESTMENT STRATEGIES, LLC", "dbas": [], "city": "Metairie", "state": "LA", "country": "United States", "cbsa_code": "35380", "metro": { "cbsa_code": "35380", "common_name": "New Orleans", "msa_name": "New Orleans-Metairie, LA", "path": "/advisors/la/new-orleans" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2002-02-01", "years_registered": 24, "period": "2026-10-01", "filing_date": "2026-03-10", "carried_forward": false, "raum_total": 111376602.0, "raum_discretionary": 111376602.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 8, "advisory_employees": 8, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 38188538.0, "count": 125 }, "high_net_worth_individuals": { "raum": 72578104.0, "count": 42 }, "corporations_other_businesses": { "raum": 609960.0, "count": 1, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "CA", "LA", "MD" ], "websites": [ "https://facebook.com/legacyinvestmentstrategies", "https://legacyinvestment.net" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117423", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "METAIRIE", "url": "https://advisorcensus.com/firm/legacy-investment-strategies-llc-metairie-la-117423", "display_name": "Legacy Investment Strategies, LLC", "summary": "Legacy Investment Strategies, LLC is a state-registered investment advisory firm in Metairie, LA, registered since 2002, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.", "citation": "AdvisorCensus. Legacy Investment Strategies, LLC (CRD 117423): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Legacy Investment Strategies, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Legacy Investment Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Legacy Investment Strategies, LLC located?", "a": "Legacy Investment Strategies, LLC's principal office is in Metairie, LA, according to its Form ADV." }, { "q": "Is Legacy Investment Strategies, LLC registered with the SEC or a state?", "a": "Legacy Investment Strategies, LLC is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 117423." }, { "q": "How much does Legacy Investment Strategies, LLC manage?", "a": "Legacy Investment Strategies, LLC reports $111,376,602 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary)." }, { "q": "What types of clients does Legacy Investment Strategies, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (125); high net worth individuals (42); corporations or other businesses not listed above (1)." }, { "q": "Does Legacy Investment Strategies, LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117423" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/legacy-investment-strategies-llc-metairie-la-117423.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 125, "fewer_than_5": false, "raum": 38188538.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 42, "fewer_than_5": false, "raum": 72578104.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 609960.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/117423", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }