# Legacy Financial Services Group, Inc.

> Legacy Financial Services Group, Inc. is an SEC-registered investment advisory firm in Traverse City, MI, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 140514
- Filed as: LEGACY FINANCIAL SERVICES GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Traverse City, MI
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/140514
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-financial-services-group-inc-traverse-city-mi-140514

## Quick answers

**How is Legacy Financial Services Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Financial Services Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Legacy Financial Services Group, Inc. located?**
Legacy Financial Services Group, Inc.'s principal office is in Traverse City, MI, according to its Form ADV.

**Is Legacy Financial Services Group, Inc. registered with the SEC or a state?**
Legacy Financial Services Group, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 140514.

**How much does Legacy Financial Services Group, Inc. manage?**
Legacy Financial Services Group, Inc. reports $122,816,278 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (100% discretionary).

**What types of clients does Legacy Financial Services Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (148); high net worth individuals (35); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Legacy Financial Services Group, Inc. use?**
Legacy Financial Services Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist Financial LLC and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Legacy Financial Services Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/140514

**What changed in Legacy Financial Services Group, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Altruist Financial LLC
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $122,816,278
- Discretionary: $122,816,278
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 148 | $38,037,916 |
| High net worth individuals | 35 | $83,197,078 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,581,284 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- discoverlegacy.net
- Facebook @LegacyFSG
- X @LegacyGroup2

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Financial Services Group, Inc. (CRD 140514): Form ADV filing data as of October 2026.