{
  "crd_number": 281027,
  "slug": "legacy-cornerstone-wealth-llc-peoria-az-281027",
  "primary_business_name": "LEGACY CORNERSTONE WEALTH LLC",
  "legal_name": "LEGACY CORNERSTONE WEALTH LLC",
  "dbas": [],
  "city": "Peoria",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-03-26",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-09-17",
  "carried_forward": false,
  "raum_total": 22438801.0,
  "raum_discretionary": 22438801.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 22438801.0,
      "count": 181
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "FL",
    "ID",
    "IL",
    "LA",
    "MI",
    "NV",
    "OH",
    "OK",
    "TX",
    "UT",
    "VA",
    "WA",
    "WY"
  ],
  "websites": [
    "https://legacycornerstonewealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/281027",
  "city_as_filed": "PEORIA",
  "url": "https://advisorcensus.com/firm/legacy-cornerstone-wealth-llc-peoria-az-281027",
  "display_name": "Legacy Cornerstone Wealth LLC",
  "summary": "Legacy Cornerstone Wealth LLC is an SEC-registered investment advisory firm in Peoria, AZ, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 17, 2026.",
  "citation": "AdvisorCensus. Legacy Cornerstone Wealth LLC (CRD 281027): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Legacy Cornerstone Wealth LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Legacy Cornerstone Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other."
    },
    {
      "q": "Where is Legacy Cornerstone Wealth LLC located?",
      "a": "Legacy Cornerstone Wealth LLC's principal office is in Peoria, AZ, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Legacy Cornerstone Wealth LLC registered with the SEC or a state?",
      "a": "Legacy Cornerstone Wealth LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 281027."
    },
    {
      "q": "How much does Legacy Cornerstone Wealth LLC manage?",
      "a": "Legacy Cornerstone Wealth LLC reports $22,438,801 in regulatory assets under management in its Form ADV filing dated September 17, 2026 (100% discretionary)."
    },
    {
      "q": "How have Legacy Cornerstone Wealth LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Legacy Cornerstone Wealth LLC: Regulatory assets under management: $128,461,837 in the October 2021 data and $22,438,801 in the October 2026 data, down 83%. Total employees: 6 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Legacy Cornerstone Wealth LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (181)."
    },
    {
      "q": "Which custodians does Legacy Cornerstone Wealth LLC use?",
      "a": "Legacy Cornerstone Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Funds & Trusts Incorporated and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Legacy Cornerstone Wealth LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281027"
    },
    {
      "q": "Does Legacy Cornerstone Wealth LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 10, 2026 says: \"Legacy Cornerstone Wealth generally requires minimum household size of $250,000 in investable assets.\""
    },
    {
      "q": "What changed in Legacy Cornerstone Wealth LLC's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Added an office in Peoria, AZ."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 128461837.0,
      "total_employees": 6,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 198831504.0,
      "total_employees": 6,
      "filing_date": "2022-04-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 248895688.0,
      "total_employees": 6,
      "filing_date": "2023-06-09"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 277441223.0,
      "total_employees": 6,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 248417491.0,
      "total_employees": 10,
      "filing_date": "2025-03-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 22438801.0,
      "total_employees": 1,
      "filing_date": "2026-09-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Added an office in Peoria, AZ."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Changed its legal name from Legacy Cornerstone Wealth to Legacy Cornerstone Wealth LLC.",
        "Regulatory assets under management went from $106,102,410 to $22,438,801 (-79%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Changed its legal name from Epic Trust Investment Advisors LLC to Legacy Cornerstone Wealth.",
        "Employees performing advisory functions went from 7 to 1.",
        "Regulatory assets under management went from $248,417,491 to $106,102,410 (-57%).",
        "Added an office in San Diego, CA.",
        "No longer lists an office in Las Vegas, NV.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000"
        ],
        "quotes": [
          "Legacy Cornerstone Wealth generally requires minimum household size of $250,000 in investable assets."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Legacy Cornerstone Wealth generally requires minimum household size of $250,000 in investable assets."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "American Funds & Trusts Incorporated",
      "name_as_filed": "AMERICAN FUNDS & TRUSTS INCORPORATED",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/legacy-cornerstone-wealth-llc-peoria-az-281027.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 181,
      "fewer_than_5": false,
      "raum": 22438801.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/281027",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}