# Legacy Chief Financial Office, LLC

> Legacy Chief Financial Office, LLC is an SEC-registered investment advisory firm in Shenandoah, TX, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 8, 2026.

- CRD: 300873
- Filed as: LEGACY CHIEF FINANCIAL OFFICE, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Shenandoah, TX
- Filing period: October 2026
- Form ADV filing dated: April 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/300873
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-chief-financial-office-llc-shenandoah-tx-300873

## Quick answers

**How is Legacy Chief Financial Office, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Chief Financial Office, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Legacy Chief Financial Office, LLC charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Hourly rate: $350 an hour (Project-Based Financial Planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Legacy Chief Financial Office, LLC located?**
Legacy Chief Financial Office, LLC's principal office is in Shenandoah, TX, according to its Form ADV.

**Is Legacy Chief Financial Office, LLC registered with the SEC or a state?**
Legacy Chief Financial Office, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 300873.

**How much does Legacy Chief Financial Office, LLC manage?**
Legacy Chief Financial Office, LLC reports $105,079,723 in regulatory assets under management in its Form ADV filing dated April 8, 2026 (97% discretionary).

**What types of clients does Legacy Chief Financial Office, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (43); individuals (other than high net worth individuals) (29).

**Which custodians does Legacy Chief Financial Office, LLC use?**
Legacy Chief Financial Office, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Legacy Chief Financial Office, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300873

**What changed in Legacy Chief Financial Office, LLC's recent Form ADV filings?**
In the April 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Hourly rate: $350 an hour (Project-Based Financial Planning)

> Project-Based Financial Planning is available at an hourly rate of $350 per hour for clients who do not require ongoing Comprehensive Financial Planning.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $105,079,723
- Discretionary: $101,733,369
- Non-discretionary: $3,346,354

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 29 | $17,471,845 |
| High net worth individuals | 43 | $87,607,878 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- legacycfo.com
- Facebook @legacychieffinancialoffice
- LinkedIn @legacy-cfo

## Changes in the filing (last 12 months)

### April 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Chief Financial Office, LLC (CRD 300873): Form ADV filing data as of October 2026.