{
  "crd_number": 291960,
  "slug": "legacy-capital-wealth-partners-llc-little-rock-ar-291960",
  "primary_business_name": "LEGACY CAPITAL WEALTH PARTNERS, LLC",
  "legal_name": "LEGACY CAPITAL WEALTH PARTNERS, LLC",
  "dbas": [],
  "city": "Little Rock",
  "state": "AR",
  "country": "United States",
  "cbsa_code": "30780",
  "metro": {
    "cbsa_code": "30780",
    "common_name": "Little Rock",
    "msa_name": "Little Rock-North Little Rock-Conway, AR",
    "path": "/advisors/ar/little-rock"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2018-02-12",
  "years_registered": 8,
  "period": "2026-10-01",
  "filing_date": "2026-09-29",
  "carried_forward": false,
  "raum_total": 1515904240.0,
  "raum_discretionary": 1438945683.0,
  "raum_non_discretionary": 76958557.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 21,
  "advisory_employees": 17,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 76536554.0,
      "count": 9
    },
    "individuals": {
      "raum": 107496517.0,
      "count": 356
    },
    "pension_profit_sharing": {
      "raum": 23835202.0,
      "count": 11
    },
    "high_net_worth_individuals": {
      "raum": 1308035967.0,
      "count": 304
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "IL",
    "LA",
    "MO",
    "MS",
    "NE",
    "TX"
  ],
  "websites": [
    "https://facebook.com/legacycapitalwealthpartners?modal=admin",
    "https://legacycapitalwp.com",
    "https://twitter.com/LegacyCapitalWP"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/291960",
  "city_as_filed": "LITTLE ROCK",
  "url": "https://advisorcensus.com/firm/legacy-capital-wealth-partners-llc-little-rock-ar-291960",
  "display_name": "Legacy Capital Wealth Partners, LLC",
  "summary": "Legacy Capital Wealth Partners, LLC is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 29, 2026.",
  "citation": "AdvisorCensus. Legacy Capital Wealth Partners, LLC (CRD 291960): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Legacy Capital Wealth Partners, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Legacy Capital Wealth Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Legacy Capital Wealth Partners, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 13, 2026 states: Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Legacy Capital Wealth Partners, LLC located?",
      "a": "Legacy Capital Wealth Partners, LLC's principal office is in Little Rock, AR, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Legacy Capital Wealth Partners, LLC registered with the SEC or a state?",
      "a": "Legacy Capital Wealth Partners, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 291960."
    },
    {
      "q": "How much does Legacy Capital Wealth Partners, LLC manage?",
      "a": "Legacy Capital Wealth Partners, LLC reports $1,515,904,240 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (95% discretionary)."
    },
    {
      "q": "How have Legacy Capital Wealth Partners, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Legacy Capital Wealth Partners, LLC: Regulatory assets under management: $514,430,425 in the October 2021 data and $1,515,904,240 in the October 2026 data, up 195%. Total employees: 10 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Legacy Capital Wealth Partners, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (356); high net worth individuals (304); pension and profit sharing plans (but not the plan participants or government pension plans) (11)."
    },
    {
      "q": "Which custodians does Legacy Capital Wealth Partners, LLC use?",
      "a": "Legacy Capital Wealth Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Legacy Capital Wealth Partners, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/291960"
    },
    {
      "q": "Does Legacy Capital Wealth Partners, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 13, 2026 says: \"Legacy Capital generally requires a minimum balance of assets under management per household of $500,000; this requirement may be waived solely in the discretion of the Advisor.\""
    },
    {
      "q": "What changed in Legacy Capital Wealth Partners, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 514430425.0,
      "total_employees": 10,
      "filing_date": "2021-03-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 560078467.0,
      "total_employees": 20,
      "filing_date": "2022-03-17"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1021999600.0,
      "total_employees": 23,
      "filing_date": "2023-08-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1128118401.0,
      "total_employees": 24,
      "filing_date": "2024-06-13"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1317812779.0,
      "total_employees": 21,
      "filing_date": "2025-06-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1515904240.0,
      "total_employees": 21,
      "filing_date": "2026-09-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Registered or notice-filed in NE."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 16 to 17.",
        "Regulatory assets under management went from $1,317,812,779 to $1,515,904,240 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.5% to 1.5% a year",
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.5% to 1.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "If based on a percentage of the value of assets under management, the fee generally ranges between 0.50% and 1.50% annually of the Client’s net billable assets under management."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Legacy Capital generally requires a minimum balance of assets under management per household of $500,000; this requirement may be waived solely in the discretion of the Advisor."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.5,
        1.5
      ],
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "If based on a percentage of the value of assets under management, the fee generally ranges between 0.50% and 1.50% annually of the Client’s net billable assets under management.",
      "Legacy Capital generally requires a minimum balance of assets under management per household of $500,000; this requirement may be waived solely in the discretion of the Advisor."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/legacy-capital-wealth-partners-llc-little-rock-ar-291960.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 356,
      "fewer_than_5": false,
      "raum": 107496517.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 304,
      "fewer_than_5": false,
      "raum": 1308035967.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 23835202.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 9,
      "fewer_than_5": false,
      "raum": 76536554.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/291960",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}