# Legacy Capital

> Legacy Capital is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 20, 2026.

- CRD: 332184
- Filed as: LEGACY CAPITAL
- Legal name: Legacy Capital Wealth Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: The Woodlands, TX
- Filing period: October 2026
- Form ADV filing dated: August 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332184
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-capital-the-woodlands-tx-332184

## Quick answers

**How is Legacy Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**How much does Legacy Capital charge?**
Its Form ADV Part 2A brochure dated August 19, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states); Hourly rate: $500 an hour (financial planning services); Flat fee: up to $10,000 (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Legacy Capital located?**
Legacy Capital's principal office is in The Woodlands, TX, according to its Form ADV.

**Is Legacy Capital registered with the SEC or a state?**
Legacy Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332184.

**How much does Legacy Capital manage?**
Legacy Capital reports $273,427,616 in regulatory assets under management in its Form ADV filing dated August 20, 2026 (94% discretionary).

**How have Legacy Capital's assets and staff changed since 2024?**
In the Form ADV data for Legacy Capital: Regulatory assets under management: $181,484,599 in the October 2024 data and $273,427,616 in the October 2026 data, up 51%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legacy Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (143); individuals (other than high net worth individuals) (136); charitable organizations (1).

**Which custodians does Legacy Capital use?**
Legacy Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Legacy Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332184

**What changed in Legacy Capital's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in AR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated August 19, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Our maximum annual fee is 1.50%. This fee can be negotiated at the Firm’s discretion.

- Hourly rate: $500 an hour (financial planning services)

> Our Firm provides consulting services based on a fixed or hourly fee arrangement, generally $500 per hour or a maximum fixed fee of $10,000 depending on the scope and complexity of the Client’s circumstances.

- Flat fee: up to $10,000 (financial planning services)

> Our Firm provides consulting services based on a fixed or hourly fee arrangement, generally $500 per hour or a maximum fixed fee of $10,000 depending on the scope and complexity of the Client’s circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $273,427,616
- Discretionary: $257,092,004
- Non-discretionary: $16,335,612

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 136 | $21,017,918 |
| High net worth individuals | 143 | $250,666,486 |
| Charitable organizations | 1 | $1,743,212 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CO, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lead-a-legacy.com
- Facebook @leadalegacy
- Instagram @leadalegacy
- LinkedIn @leadalegacy

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $181,484,599 | 3 | September 25, 2024 |
| October 2025 | $193,943,322 | 3 | April 1, 2025 |
| October 2026 | $273,427,616 | 3 | August 20, 2026 |

Regulatory assets under management: $181,484,599 in the October 2024 data and $273,427,616 in the October 2026 data, up 51%.
Total employees: 3 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in AR.

### April 2026
- Regulatory assets under management went from $193,943,322 to $273,427,616 (+41%).
- Registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Capital (CRD 332184): Form ADV filing data as of October 2026.