{
  "crd_number": 332184,
  "slug": "legacy-capital-the-woodlands-tx-332184",
  "primary_business_name": "LEGACY CAPITAL",
  "legal_name": "LEGACY CAPITAL WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "The Woodlands",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-08-07",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-08-20",
  "carried_forward": false,
  "raum_total": 273427616.0,
  "raum_discretionary": 257092004.0,
  "raum_non_discretionary": 16335612.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 1743212.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 21017918.0,
      "count": 136
    },
    "high_net_worth_individuals": {
      "raum": 250666486.0,
      "count": 143
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "CO",
    "LA",
    "TX"
  ],
  "websites": [
    "https://facebook.com/leadalegacy",
    "https://instagram.com/leadalegacy",
    "https://lead-a-legacy.com",
    "https://linkedin.com/company/leadalegacy"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332184",
  "city_as_filed": "THE WOODLANDS",
  "url": "https://advisorcensus.com/firm/legacy-capital-the-woodlands-tx-332184",
  "display_name": "Legacy Capital",
  "summary": "Legacy Capital is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 20, 2026.",
  "citation": "AdvisorCensus. Legacy Capital (CRD 332184): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Legacy Capital compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Legacy Capital reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "How much does Legacy Capital charge?",
      "a": "Its Form ADV Part 2A brochure dated August 19, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states); Hourly rate: $500 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Legacy Capital located?",
      "a": "Legacy Capital's principal office is in The Woodlands, TX, according to its Form ADV."
    },
    {
      "q": "Is Legacy Capital registered with the SEC or a state?",
      "a": "Legacy Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332184."
    },
    {
      "q": "How much does Legacy Capital manage?",
      "a": "Legacy Capital reports $273,427,616 in regulatory assets under management in its Form ADV filing dated August 20, 2026 (94% discretionary)."
    },
    {
      "q": "How have Legacy Capital's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Legacy Capital: Regulatory assets under management: $181,484,599 in the October 2024 data and $273,427,616 in the October 2026 data, up 51%. Total employees: 3 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Legacy Capital serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (143); individuals (other than high net worth individuals) (136); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Legacy Capital use?",
      "a": "Legacy Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Legacy Capital report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332184"
    },
    {
      "q": "What changed in Legacy Capital's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Registered or notice-filed in AR."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 181484599.0,
      "total_employees": 3,
      "filing_date": "2024-09-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 193943322.0,
      "total_employees": 3,
      "filing_date": "2025-04-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 273427616.0,
      "total_employees": 3,
      "filing_date": "2026-08-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Registered or notice-filed in AR."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $193,943,322 to $273,427,616 (+41%).",
        "Registered or notice-filed in LA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $500 an hour (financial planning services)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Our maximum annual fee is 1.50%. This fee can be negotiated at the Firm’s discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (financial planning services)"
        ],
        "quotes": [
          "Our Firm provides consulting services based on a fixed or hourly fee arrangement, generally $500 per hour or a maximum fixed fee of $10,000 depending on the scope and complexity of the Client’s circumstances."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.5,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "Our maximum annual fee is 1.50%. This fee can be negotiated at the Firm’s discretion.",
      "Our Firm provides consulting services based on a fixed or hourly fee arrangement, generally $500 per hour or a maximum fixed fee of $10,000 depending on the scope and complexity of the Client’s circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/legacy-capital-the-woodlands-tx-332184.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 136,
      "fewer_than_5": false,
      "raum": 21017918.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 143,
      "fewer_than_5": false,
      "raum": 250666486.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1743212.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332184",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}