# Legacy Beyond Wealth LLC

> Legacy Beyond Wealth LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 328708
- Filed as: LEGACY BEYOND WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/328708
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-beyond-wealth-llc-miami-fl-328708

## Quick answers

**How is Legacy Beyond Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Beyond Wealth LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Legacy Beyond Wealth LLC located?**
Legacy Beyond Wealth LLC's principal office is in Miami, FL, according to its Form ADV.

**Is Legacy Beyond Wealth LLC registered with the SEC or a state?**
Legacy Beyond Wealth LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 328708.

**How much does Legacy Beyond Wealth LLC manage?**
Legacy Beyond Wealth LLC reports $342,000,000 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (0% discretionary).

**How have Legacy Beyond Wealth LLC's assets and staff changed since 2024?**
In the Form ADV data for Legacy Beyond Wealth LLC: Regulatory assets under management: $140,000,000 in the October 2024 data and $342,000,000 in the October 2026 data, up 144%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legacy Beyond Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (11); high net worth individuals (3).

**Which custodians does Legacy Beyond Wealth LLC use?**
Legacy Beyond Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Legacy Beyond Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/328708

**What changed in Legacy Beyond Wealth LLC's recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $200,000,000 to $340,000,000 (+70%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- J.P. Morgan Securities LLC
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $342,000,000
- Discretionary: $0
- Non-discretionary: $342,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 3 | $11,500,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $330,500,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $140,000,000 | 1 | May 20, 2024 |
| October 2025 | $200,000,000 | 1 | March 20, 2025 |
| October 2026 | $342,000,000 | 1 | March 11, 2026 |

Regulatory assets under management: $140,000,000 in the October 2024 data and $342,000,000 in the October 2026 data, up 144%.
Total employees: 1 in October 2024 and 1 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $200,000,000 to $340,000,000 (+70%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Beyond Wealth LLC (CRD 328708): Form ADV filing data as of October 2026.