# Legacy & Wealth Financial Advisors

> Legacy & Wealth Financial Advisors is a state-registered investment advisory firm in Irvine, CA, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 11, 2026.

- CRD: 284432
- Filed as: LEGACY & WEALTH FINANCIAL ADVISORS
- Legal name: Legacy & Wealth Financial Advisors LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: February 11, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284432
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-and-wealth-financial-advisors-irvine-ca-284432

## Quick answers

**How is Legacy & Wealth Financial Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy & Wealth Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Legacy & Wealth Financial Advisors located?**
Legacy & Wealth Financial Advisors' principal office is in Irvine, CA, according to its Form ADV.

**Is Legacy & Wealth Financial Advisors registered with the SEC or a state?**
Legacy & Wealth Financial Advisors is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 284432.

**How much does Legacy & Wealth Financial Advisors manage?**
Legacy & Wealth Financial Advisors reports $58,826,000 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (100% discretionary).

**What types of clients does Legacy & Wealth Financial Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (97); high net worth individuals (15).

**Does Legacy & Wealth Financial Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284432

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $58,826,000
- Discretionary: $58,826,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 97 | $21,354,000 |
| High net worth individuals | 15 | $37,472,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NV, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [legacywealthfinancial.com](https://legacywealthfinancial.com)
- [mikevaliente.com](https://mikevaliente.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy & Wealth Financial Advisors (CRD 284432): Form ADV filing data as of October 2026.