# Legacy Advisory Services, LLC

> Legacy Advisory Services, LLC is an SEC-registered investment advisory firm in Exton, PA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 147173
- Filed as: LEGACY ADVISORY SERVICES, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Exton, PA
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147173
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-advisory-services-llc-exton-pa-147173

## Quick answers

**How is Legacy Advisory Services, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Advisory Services, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Legacy Advisory Services, LLC located?**
Legacy Advisory Services, LLC's principal office is in Exton, PA, according to its Form ADV.

**Is Legacy Advisory Services, LLC registered with the SEC or a state?**
Legacy Advisory Services, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 147173.

**How much does Legacy Advisory Services, LLC manage?**
Legacy Advisory Services, LLC reports $156,935,534 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have Legacy Advisory Services, LLC's assets and staff changed since 2023?**
In the Form ADV data for Legacy Advisory Services, LLC: Regulatory assets under management: $111,690,683 in the October 2023 data and $156,935,534 in the October 2026 data, up 41%. Total employees: 3 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legacy Advisory Services, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (75); high net worth individuals (48).

**Which custodians does Legacy Advisory Services, LLC use?**
Legacy Advisory Services, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Legacy Advisory Services, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147173

**What changed in Legacy Advisory Services, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $142,377,612 to $156,935,534 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $156,935,534
- Discretionary: $156,935,534
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 75 | $28,831,874 |
| High net worth individuals | 48 | $128,103,660 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, PA, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- legacyadvisorypa.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $111,690,683 | 3 | June 7, 2023 |
| October 2024 | $131,885,401 | 3 | May 6, 2024 |
| October 2025 | $142,377,612 | 3 | March 14, 2025 |
| October 2026 | $156,935,534 | 3 | February 27, 2026 |

Regulatory assets under management: $111,690,683 in the October 2023 data and $156,935,534 in the October 2026 data, up 41%.
Total employees: 3 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $142,377,612 to $156,935,534 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Advisory Services, LLC (CRD 147173): Form ADV filing data as of October 2026.