{ "crd_number": 313266, "slug": "legacy-advisory-network-llc-dublin-oh-313266", "primary_business_name": "LEGACY ADVISORY NETWORK, LLC", "legal_name": "LEGACY ADVISORY NETWORK, LLC", "dbas": [], "city": "Dublin", "state": "OH", "country": "United States", "cbsa_code": "18140", "metro": { "cbsa_code": "18140", "common_name": "Columbus", "msa_name": "Columbus, OH", "path": "/advisors/oh/columbus" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2021-04-02", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-03", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 9, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 0.0, "count": 0 }, "individuals": { "raum": 0.0, "count": 0 }, "banking_thrift": { "raum": 0.0, "count": 0 }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 0.0, "count": 0 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 0.0, "count": 0 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 0.0, "count": 0 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 0.0, "count": 0 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "other" ], "advisory_activities": [ "financial_planning", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "FL", "NC", "OH" ], "websites": [ "https://facebook.com/LegacyRetirementGroup", "https://instagram.com/legacyretirementgroup", "https://legacyretirementgroup.com", "https://linkedin.com/company/lrg", "https://pinterest.com/legacyretirement", "https://tiktok.com/@legacy.retirement", "https://winningretirementtv.com", "https://youtube.com/channel/UC-Qh90X1FmB5kFke3uhdVlw" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313266", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "DUBLIN", "url": "https://advisorcensus.com/firm/legacy-advisory-network-llc-dublin-oh-313266", "display_name": "Legacy Advisory Network, LLC", "summary": "Legacy Advisory Network, LLC is a state-registered investment advisory firm in Dublin, OH, registered since 2021, with no regulatory assets under management reported in its Form ADV filing dated March 3, 2026.", "citation": "AdvisorCensus. Legacy Advisory Network, LLC (CRD 313266): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "Other" ], "advisory_activity_labels": [ "Financial planning services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Legacy Advisory Network, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Legacy Advisory Network, LLC reports these compensation arrangements: other." }, { "q": "Where is Legacy Advisory Network, LLC located?", "a": "Legacy Advisory Network, LLC's principal office is in Dublin, OH, according to its Form ADV." }, { "q": "Is Legacy Advisory Network, LLC registered with the SEC or a state?", "a": "Legacy Advisory Network, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 313266." }, { "q": "Does Legacy Advisory Network, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/313266" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/legacy-advisory-network-llc-dublin-oh-313266.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/313266", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }