# Legacy Advisory Group, Inc.

> Legacy Advisory Group, Inc. is a state-registered investment advisory firm in Hermitage, PA, registered since 2004, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 28, 2026.

- CRD: 131895
- Filed as: LEGACY ADVISORY GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Hermitage, PA
- Filing period: October 2026
- Form ADV filing dated: May 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/131895
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-advisory-group-inc-hermitage-pa-131895

## Quick answers

**How is Legacy Advisory Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Legacy Advisory Group, Inc. located?**
Legacy Advisory Group, Inc.'s principal office is in Hermitage, PA, according to its Form ADV.

**Is Legacy Advisory Group, Inc. registered with the SEC or a state?**
Legacy Advisory Group, Inc. is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 131895.

**How much does Legacy Advisory Group, Inc. manage?**
Legacy Advisory Group, Inc. reports $377,000 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (0% discretionary).

**Does Legacy Advisory Group, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131895

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $377,000
- Discretionary: $0
- Non-discretionary: $377,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $377,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2004 (22 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH, PA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131895

### Websites listed on Form ADV (Item 1.I)
- leavealegacy.com
- Facebook @legacyfinancialstrategiesinc
- LinkedIn @legacyfinancialstrategiesinc
- LinkedIn @david-gollner

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Advisory Group, Inc. (CRD 131895): Form ADV filing data as of October 2026.