{
  "crd_number": 131895,
  "slug": "legacy-advisory-group-inc-hermitage-pa-131895",
  "primary_business_name": "LEGACY ADVISORY GROUP, INC.",
  "legal_name": "LEGACY ADVISORY GROUP, INC.",
  "dbas": [],
  "city": "Hermitage",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "25850",
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2004-07-16",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-05-28",
  "carried_forward": false,
  "raum_total": 377000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 377000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 377000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "OH",
    "PA"
  ],
  "websites": [
    "https://facebook.com/legacyfinancialstrategiesinc",
    "https://leavealegacy.com",
    "https://linkedin.com/company/legacyfinancialstrategiesinc",
    "https://linkedin.com/in/david-gollner"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131895",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "HERMITAGE",
  "url": "https://advisorcensus.com/firm/legacy-advisory-group-inc-hermitage-pa-131895",
  "display_name": "Legacy Advisory Group, Inc.",
  "summary": "Legacy Advisory Group, Inc. is a state-registered investment advisory firm in Hermitage, PA, registered since 2004, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 28, 2026.",
  "citation": "AdvisorCensus. Legacy Advisory Group, Inc. (CRD 131895): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Legacy Advisory Group, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Legacy Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Legacy Advisory Group, Inc. located?",
      "a": "Legacy Advisory Group, Inc.'s principal office is in Hermitage, PA, according to its Form ADV."
    },
    {
      "q": "Is Legacy Advisory Group, Inc. registered with the SEC or a state?",
      "a": "Legacy Advisory Group, Inc. is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 131895."
    },
    {
      "q": "How much does Legacy Advisory Group, Inc. manage?",
      "a": "Legacy Advisory Group, Inc. reports $377,000 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (0% discretionary)."
    },
    {
      "q": "Does Legacy Advisory Group, Inc. report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131895"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/legacy-advisory-group-inc-hermitage-pa-131895.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 377000.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131895",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}