# Legacy Advisors, LLC

> Legacy Advisors, LLC is an SEC-registered investment advisory firm in Plymouth Meeting, PA, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 139830
- Filed as: LEGACY ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Plymouth Meeting, PA
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139830
- AdvisorCensus page: https://advisorcensus.com/firm/legacy-advisors-llc-plymouth-meeting-pa-139830

## Quick answers

**How is Legacy Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Legacy Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Legacy Advisors, LLC located?**
Legacy Advisors, LLC's principal office is in Plymouth Meeting, PA, according to its Form ADV.

**Is Legacy Advisors, LLC registered with the SEC or a state?**
Legacy Advisors, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 139830.

**How much does Legacy Advisors, LLC manage?**
Legacy Advisors, LLC reports $5,168,722,434 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (98% discretionary).

**How have Legacy Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Legacy Advisors, LLC: Regulatory assets under management: $2,103,043,995 in the October 2021 data and $5,168,722,434 in the October 2026 data, up 146%. Total employees: 37 in October 2021 and 50 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Legacy Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (282); individuals (other than high net worth individuals) (24); charitable organizations (6).

**Which custodians does Legacy Advisors, LLC use?**
Legacy Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Legacy Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139830

**Does Legacy Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "Legacy does not impose a minimum asset level or minimum annual fee requirement for opening or maintaining an account."

**What changed in Legacy Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 22 to 25. Regulatory assets under management went from $4,182,473,646 to $5,168,722,434 (+24%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: None

> Legacy does not impose a minimum asset level or minimum annual fee requirement for opening or maintaining an account.

- Minimum annual fee: None

> Legacy does not impose a minimum asset level or minimum annual fee requirement for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $5,168,722,434
- Discretionary: $5,078,980,898
- Non-discretionary: $89,741,536

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $92,994,562 |
| High net worth individuals | 282 | $4,768,089,900 |
| Charitable organizations | 6 | $144,418,909 |
| Corporations or other businesses not listed above | 5 | $163,219,063 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 50 total, 25 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, CT, FL, GA, MD, NH, NJ, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- legacyadvice.com
- LinkedIn @LEGACY-ADVISORS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,103,043,995 | 37 | September 21, 2021 |
| October 2022 | $2,846,658,597 | 37 | May 6, 2022 |
| October 2023 | $2,802,742,802 | 39 | September 26, 2023 |
| October 2024 | $3,635,326,096 | 38 | May 16, 2024 |
| October 2025 | $4,182,473,646 | 38 | March 17, 2025 |
| October 2026 | $5,168,722,434 | 50 | March 26, 2026 |

Regulatory assets under management: $2,103,043,995 in the October 2021 data and $5,168,722,434 in the October 2026 data, up 146%.
Total employees: 37 in October 2021 and 50 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 22 to 25.
- Regulatory assets under management went from $4,182,473,646 to $5,168,722,434 (+24%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Legacy Advisors, LLC (CRD 139830): Form ADV filing data as of October 2026.