# Lega Z Advisory LLC

> Lega Z Advisory LLC is an SEC-registered investment advisory firm, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 297417
- Filed as: LEGA Z ADVISORY LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297417
- AdvisorCensus page: https://advisorcensus.com/firm/lega-z-advisory-llc-297417

## Quick answers

**How is Lega Z Advisory LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lega Z Advisory LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does Lega Z Advisory LLC charge?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Lega Z Advisory LLC registered with the SEC or a state?**
Lega Z Advisory LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297417.

**How much does Lega Z Advisory LLC manage?**
Lega Z Advisory LLC reports $428,424,779 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (85% discretionary).

**How have Lega Z Advisory LLC's assets and staff changed since 2021?**
In the Form ADV data for Lega Z Advisory LLC: Regulatory assets under management: $369,994,409 in the October 2021 data and $428,424,779 in the October 2026 data, up 16%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lega Z Advisory LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (7).

**Which custodians does Lega Z Advisory LLC use?**
Lega Z Advisory LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon, Brown Brothers Harriman and UBS as custodians holding 10% or more of its separately managed account assets.

**Does Lega Z Advisory LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297417

**Does Lega Z Advisory LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 18, 2026 says: "There is no account minimum for any of Lega Z’s services."

**What changed in Lega Z Advisory LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $385,394,385 to $428,424,779 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it)

> The fee ranges between 0.30% - 0.50% per annum depending on AUM and role scope.

- Account minimum: None

> There is no account minimum for any of Lega Z’s services.

- Minimum annual fee: $20,000

> Minimum engagement fee is US $20,000 per annum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- BNY Mellon
- Brown Brothers Harriman
- UBS

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $428,424,779
- Discretionary: $364,434,360
- Non-discretionary: $63,990,419

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 7 | $428,424,779 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- legazadvisory.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $369,994,409 | 1 | March 10, 2021 |
| October 2022 | $399,263,115 | 1 | March 31, 2022 |
| October 2023 | $339,027,764 | 1 | February 28, 2023 |
| October 2024 | $359,904,534 | 1 | March 14, 2024 |
| October 2025 | $385,394,385 | 1 | March 12, 2025 |
| October 2026 | $428,424,779 | 1 | March 18, 2026 |

Regulatory assets under management: $369,994,409 in the October 2021 data and $428,424,779 in the October 2026 data, up 16%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $385,394,385 to $428,424,779 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lega Z Advisory LLC (CRD 297417): Form ADV filing data as of October 2026.