{
  "crd_number": 312557,
  "slug": "leeward-investments-boston-ma-312557",
  "primary_business_name": "LEEWARD INVESTMENTS",
  "legal_name": "LEEWARD INVESTMENTS, LLC",
  "dbas": [],
  "city": "Boston",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-09-08",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-10",
  "carried_forward": false,
  "raum_total": 2869858644.0,
  "raum_discretionary": 2007071101.0,
  "raum_non_discretionary": 862787543.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 14,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 152419976.0,
      "count": 4
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 162307561.0,
      "count": 5
    },
    "insurance_companies": {
      "raum": 209233176.0,
      "count": 6
    },
    "investment_companies": {
      "raum": 1101831022.0,
      "count": 8
    },
    "pension_profit_sharing": {
      "raum": 337709288.0,
      "count": 3
    },
    "other_investment_advisers": {
      "raum": 715569968.0,
      "count": 2661
    },
    "high_net_worth_individuals": {
      "raum": 85115089.0,
      "count": 11
    },
    "pooled_investment_vehicles": {
      "raum": 60528488.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 45144076.0,
      "count": 1
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "IL",
    "LA",
    "MA",
    "MN",
    "NY",
    "OH",
    "PA",
    "TX"
  ],
  "websites": [
    "https://leewardinvest.com",
    "https://linkedin.com/company/leeward-investments-llc"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312557",
  "city_as_filed": "BOSTON",
  "url": "https://advisorcensus.com/firm/leeward-investments-boston-ma-312557",
  "display_name": "Leeward Investments",
  "summary": "Leeward Investments is an SEC-registered investment advisory firm in Boston, MA, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.",
  "citation": "AdvisorCensus. Leeward Investments (CRD 312557): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Leeward Investments compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Leeward Investments reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Leeward Investments located?",
      "a": "Leeward Investments' principal office is in Boston, MA, according to its Form ADV."
    },
    {
      "q": "Is Leeward Investments registered with the SEC or a state?",
      "a": "Leeward Investments is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312557."
    },
    {
      "q": "How much does Leeward Investments manage?",
      "a": "Leeward Investments reports $2,869,858,644 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (70% discretionary)."
    },
    {
      "q": "How have Leeward Investments' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Leeward Investments: Regulatory assets under management: $0 in the October 2021 data and $2,869,858,644 in the October 2026 data. Total employees: 3 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Leeward Investments serve?",
      "a": "By number of clients on Form ADV Item 5.D: other investment advisers (2,661); high net worth individuals (11); investment companies (8)."
    },
    {
      "q": "Which custodians does Leeward Investments use?",
      "a": "Leeward Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists BNY Mellon and Northern as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Leeward Investments report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312557"
    },
    {
      "q": "What changed in Leeward Investments' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Registered or notice-filed in IL."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 3,
      "filing_date": "2021-08-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 3423033186.0,
      "total_employees": 12,
      "filing_date": "2022-03-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2906507199.0,
      "total_employees": 13,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2824651240.0,
      "total_employees": 14,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 2754086162.0,
      "total_employees": 14,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2869858644.0,
      "total_employees": 14,
      "filing_date": "2026-03-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Registered or notice-filed in IL."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "BNY Mellon",
      "name_as_filed": "BNY MELLON",
      "affiliated": false
    },
    {
      "name": "Northern",
      "name_as_filed": "NORTHERN",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/leeward-investments-boston-ma-312557.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 11,
      "fewer_than_5": false,
      "raum": 85115089.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 8,
      "fewer_than_5": false,
      "raum": 1101831022.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 60528488.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 337709288.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 4,
      "fewer_than_5": false,
      "raum": 152419976.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 162307561.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 2661,
      "fewer_than_5": false,
      "raum": 715569968.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 6,
      "fewer_than_5": false,
      "raum": 209233176.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": false,
      "raum": 45144076.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312557",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}