# Leeb Capital Management, Inc.

> Leeb Capital Management, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1967, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 28, 2026.

- CRD: 104793
- Filed as: LEEB CAPITAL MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104793
- AdvisorCensus page: https://advisorcensus.com/firm/leeb-capital-management-inc-new-york-ny-104793

## Quick answers

**How is Leeb Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Leeb Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Leeb Capital Management, Inc. located?**
Leeb Capital Management, Inc.'s principal office is in New York, NY, according to its Form ADV.

**Is Leeb Capital Management, Inc. registered with the SEC or a state?**
Leeb Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 1967. Status as filed: Approved. CRD 104793.

**How much does Leeb Capital Management, Inc. manage?**
Leeb Capital Management, Inc. reports $111,945,919 in regulatory assets under management in its Form ADV filing dated May 28, 2026 (100% discretionary).

**How have Leeb Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Leeb Capital Management, Inc.: Regulatory assets under management: $78,036,903 in the October 2021 data and $111,945,919 in the October 2026 data, up 43%. Total employees: 5 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Leeb Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (35); individuals (other than high net worth individuals) (25).

**Which custodians does Leeb Capital Management, Inc. use?**
Leeb Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Leeb Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104793

**What changed in Leeb Capital Management, Inc.'s recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 3 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $111,945,919
- Discretionary: $111,945,919
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $95,914,887 |
| High net worth individuals | 35 | $14,237,133 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,793,899 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1967 (58 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, NH, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [leeb.net](https://leeb.net)
- [stephenleeb.com](https://stephenleeb.com)
- [substack.com/@stephenleebphd](https://substack.com/@stephenleebphd)
- Facebook @StephenLeebPhD
- LinkedIn @leeb-capital-money-management-wealth-management
- TikTok @stephenleeb
- X @DrStephenLeeb

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $78,036,903 | 5 | February 16, 2021 |
| October 2022 | $89,044,851 | 6 | February 9, 2022 |
| October 2023 | $83,719,452 | 6 | August 18, 2023 |
| October 2024 | $92,218,321 | 6 | February 12, 2024 |
| October 2025 | $95,824,693 | 6 | February 5, 2025 |
| October 2026 | $111,945,919 | 8 | May 28, 2026 |

Regulatory assets under management: $78,036,903 in the October 2021 data and $111,945,919 in the October 2026 data, up 43%.
Total employees: 5 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 3 to 4.

### April 2026
- Registered or notice-filed in MA.

### March 2026
- Regulatory assets under management went from $95,824,693 to $111,945,919 (+17%).
- No longer lists an office in Brooklyn, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Leeb Capital Management, Inc. (CRD 104793): Form ADV filing data as of October 2026.