# Lee-Way Financial Services, Inc

> Lee-Way Financial Services, Inc is an SEC-registered investment advisory firm in Hattiesburg, MS, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 113983
- Filed as: LEE-WAY FINANCIAL SERVICES, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hattiesburg, MS
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113983
- AdvisorCensus page: https://advisorcensus.com/firm/lee-way-financial-services-inc-hattiesburg-ms-113983

## Quick answers

**How is Lee-Way Financial Services, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Lee-Way Financial Services, Inc reports these compensation arrangements: a percentage of assets under its management.

**What does Lee-Way Financial Services, Inc's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 5, 2026 states: Up to $500,000: 0.65% a year; Above $500,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Lee-Way Financial Services, Inc located?**
Lee-Way Financial Services, Inc's principal office is in Hattiesburg, MS, according to its Form ADV.

**Is Lee-Way Financial Services, Inc registered with the SEC or a state?**
Lee-Way Financial Services, Inc is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 113983.

**How much does Lee-Way Financial Services, Inc manage?**
Lee-Way Financial Services, Inc reports $132,100,000 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**What types of clients does Lee-Way Financial Services, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (57); high net worth individuals (46); charitable organizations (4).

**Which custodians does Lee-Way Financial Services, Inc use?**
Lee-Way Financial Services, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lee-Way Financial Services, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113983

**What changed in Lee-Way Financial Services, Inc's recent Form ADV filings?**
In the May 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 5, 2026)

- Up to $500,000: 0.65% a year
- Above $500,001: 0.5% a year

> Amount of Assets Under Management Minimum Fee $500,000 or less 0.65% $500,001 or more 0.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $132,100,000
- Discretionary: $132,100,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 57 | $17,500,000 |
| High net worth individuals | 46 | $108,500,000 |
| Charitable organizations | 4 | $5,900,000 |
| Corporations or other businesses not listed above | 1 | $200,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, MS, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- leewayfinancial.com

## Changes in the filing (last 12 months)

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lee-Way Financial Services, Inc (CRD 113983): Form ADV filing data as of October 2026.