{
  "crd_number": 113983,
  "slug": "lee-way-financial-services-inc-hattiesburg-ms-113983",
  "primary_business_name": "LEE-WAY FINANCIAL SERVICES, INC",
  "legal_name": "LEE-WAY FINANCIAL SERVICES, INC",
  "dbas": [],
  "city": "Hattiesburg",
  "state": "MS",
  "country": "United States",
  "cbsa_code": "25620",
  "metro": {
    "cbsa_code": "25620",
    "common_name": "Hattiesburg",
    "msa_name": "Hattiesburg, MS",
    "path": "/advisors/ms/hattiesburg"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-04-06",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-03-05",
  "carried_forward": false,
  "raum_total": 132100000.0,
  "raum_discretionary": 132100000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 5900000.0,
      "count": 4,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 17500000.0,
      "count": 57
    },
    "high_net_worth_individuals": {
      "raum": 108500000.0,
      "count": 46
    },
    "corporations_other_businesses": {
      "raum": 200000.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "LA",
    "MS",
    "TX"
  ],
  "websites": [
    "https://leewayfinancial.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113983",
  "city_as_filed": "HATTIESBURG",
  "url": "https://advisorcensus.com/firm/lee-way-financial-services-inc-hattiesburg-ms-113983",
  "display_name": "Lee-Way Financial Services, Inc",
  "summary": "Lee-Way Financial Services, Inc is an SEC-registered investment advisory firm in Hattiesburg, MS, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.",
  "citation": "AdvisorCensus. Lee-Way Financial Services, Inc (CRD 113983): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Lee-Way Financial Services, Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lee-Way Financial Services, Inc reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Lee-Way Financial Services, Inc's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 5, 2026 states: Up to $500,000: 0.65% a year; Above $500,001: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Lee-Way Financial Services, Inc located?",
      "a": "Lee-Way Financial Services, Inc's principal office is in Hattiesburg, MS, according to its Form ADV."
    },
    {
      "q": "Is Lee-Way Financial Services, Inc registered with the SEC or a state?",
      "a": "Lee-Way Financial Services, Inc is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 113983."
    },
    {
      "q": "How much does Lee-Way Financial Services, Inc manage?",
      "a": "Lee-Way Financial Services, Inc reports $132,100,000 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Lee-Way Financial Services, Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (57); high net worth individuals (46); charitable organizations (4)."
    },
    {
      "q": "Which custodians does Lee-Way Financial Services, Inc use?",
      "a": "Lee-Way Financial Services, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Lee-Way Financial Services, Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113983"
    },
    {
      "q": "What changed in Lee-Way Financial Services, Inc's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 5, 2026",
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "0.65%"
      },
      {
        "band": "Above $500,001",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 0.65% a year",
          "Above $500,001: 0.5% a year"
        ],
        "quotes": [
          "Amount of Assets Under Management Minimum Fee $500,000 or less 0.65% $500,001 or more 0.50%"
        ]
      }
    ],
    "quotes": [
      "Amount of Assets Under Management Minimum Fee $500,000 or less 0.65% $500,001 or more 0.50%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lee-way-financial-services-inc-hattiesburg-ms-113983.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 57,
      "fewer_than_5": false,
      "raum": 17500000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 46,
      "fewer_than_5": false,
      "raum": 108500000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 4,
      "fewer_than_5": true,
      "raum": 5900000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 200000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113983",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}