# Lee, Kelleher & Klein Wealth Management

> Lee, Kelleher & Klein Wealth Management is an SEC-registered investment advisory firm in Ellicott City, MD, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 5, 2026.

- CRD: 331717
- Filed as: LEE, KELLEHER & KLEIN WEALTH MANAGEMENT
- Legal name: Lee, Kelleher, & Klein Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ellicott City, MD
- Filing period: October 2026
- Form ADV filing dated: June 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331717
- AdvisorCensus page: https://advisorcensus.com/firm/lee-kelleher-and-klein-wealth-management-ellicott-city-md-331717

## Quick answers

**How is Lee, Kelleher & Klein Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Lee, Kelleher & Klein Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Lee, Kelleher & Klein Wealth Management located?**
Lee, Kelleher & Klein Wealth Management's principal office is in Ellicott City, MD, according to its Form ADV.

**Is Lee, Kelleher & Klein Wealth Management registered with the SEC or a state?**
Lee, Kelleher & Klein Wealth Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331717.

**How much does Lee, Kelleher & Klein Wealth Management manage?**
Lee, Kelleher & Klein Wealth Management reports $252,398,085 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (100% discretionary).

**How have Lee, Kelleher & Klein Wealth Management's assets and staff changed since 2024?**
In the Form ADV data for Lee, Kelleher & Klein Wealth Management: Regulatory assets under management: $192,000,000 in the October 2024 data and $252,398,085 in the October 2026 data, up 31%. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lee, Kelleher & Klein Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (91); high net worth individuals (60); corporations or other businesses not listed above (2).

**Which custodians does Lee, Kelleher & Klein Wealth Management use?**
Lee, Kelleher & Klein Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lee, Kelleher & Klein Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331717

**Does Lee, Kelleher & Klein Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated June 5, 2026 says: "There is no minimum account size required to be a client of LKKWM."

**What changed in Lee, Kelleher & Klein Wealth Management's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in DE. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 5, 2026)

- Account minimum: None

> There is no minimum account size required to be a client of LKKWM.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $252,398,085
- Discretionary: $252,398,085
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 91 | $31,207,410 |
| High net worth individuals | 60 | $200,844,256 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,848,982 |
| Charitable organizations | 1 | $15,192,126 |
| Corporations or other businesses not listed above | 2 | $3,305,311 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2024 (2 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DC, DE, FL, MD, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lkkwealth.com
- LinkedIn @lee-kelleher-klein-wealth-management
- LinkedIn @james-lee-86baa06
- LinkedIn @matt-klein-cfp®-cfa-csric®-045989106
- LinkedIn @will-kelleher

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $192,000,000 | 2 | September 18, 2024 |
| October 2025 | $198,870,111 | 2 | March 28, 2025 |
| October 2026 | $252,398,085 | 3 | June 5, 2026 |

Regulatory assets under management: $192,000,000 in the October 2024 data and $252,398,085 in the October 2026 data, up 31%.
Total employees: 2 in October 2024 and 3 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in DE.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $198,870,111 to $252,398,085 (+27%).
- Employees performing advisory functions went from 2 to 3.
- Changed its legal name from Lee-Kelleher Wealth Management to Lee, Kelleher, & Klein Wealth Management LLC.

### January 2026
- No longer registered or notice-filed in NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lee, Kelleher & Klein Wealth Management (CRD 331717): Form ADV filing data as of October 2026.