{
  "crd_number": 331717,
  "slug": "lee-kelleher-and-klein-wealth-management-ellicott-city-md-331717",
  "primary_business_name": "LEE, KELLEHER & KLEIN WEALTH MANAGEMENT",
  "legal_name": "LEE, KELLEHER, & KLEIN WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "Ellicott City",
  "state": "MD",
  "country": "United States",
  "cbsa_code": "12580",
  "metro": {
    "cbsa_code": "12580",
    "common_name": "Baltimore",
    "msa_name": "Baltimore-Columbia-Towson, MD",
    "path": "/advisors/md/baltimore"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-06-27",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-06-05",
  "carried_forward": false,
  "raum_total": 252398085.0,
  "raum_discretionary": 252398085.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 15192126.0,
      "count": 1
    },
    "individuals": {
      "raum": 31207410.0,
      "count": 91
    },
    "pension_profit_sharing": {
      "raum": 1848982.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 200844256.0,
      "count": 60
    },
    "corporations_other_businesses": {
      "raum": 3305311.0,
      "count": 2
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "DC",
    "DE",
    "FL",
    "MD",
    "NY",
    "PA",
    "TX",
    "VA"
  ],
  "websites": [
    "https://linkedin.com/company/lee-kelleher-klein-wealth-management",
    "https://linkedin.com/in/james-lee-86baa06",
    "https://linkedin.com/in/matt-klein-cfp%C2%AE-cfa-csric%C2%AE-045989106",
    "https://linkedin.com/in/will-kelleher",
    "https://lkkwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/331717",
  "city_as_filed": "ELLICOTT CITY",
  "url": "https://advisorcensus.com/firm/lee-kelleher-and-klein-wealth-management-ellicott-city-md-331717",
  "display_name": "Lee, Kelleher & Klein Wealth Management",
  "summary": "Lee, Kelleher & Klein Wealth Management is an SEC-registered investment advisory firm in Ellicott City, MD, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 5, 2026.",
  "citation": "AdvisorCensus. Lee, Kelleher & Klein Wealth Management (CRD 331717): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Lee, Kelleher & Klein Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lee, Kelleher & Klein Wealth Management reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Lee, Kelleher & Klein Wealth Management located?",
      "a": "Lee, Kelleher & Klein Wealth Management's principal office is in Ellicott City, MD, according to its Form ADV."
    },
    {
      "q": "Is Lee, Kelleher & Klein Wealth Management registered with the SEC or a state?",
      "a": "Lee, Kelleher & Klein Wealth Management is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331717."
    },
    {
      "q": "How much does Lee, Kelleher & Klein Wealth Management manage?",
      "a": "Lee, Kelleher & Klein Wealth Management reports $252,398,085 in regulatory assets under management in its Form ADV filing dated June 5, 2026 (100% discretionary)."
    },
    {
      "q": "How have Lee, Kelleher & Klein Wealth Management's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Lee, Kelleher & Klein Wealth Management: Regulatory assets under management: $192,000,000 in the October 2024 data and $252,398,085 in the October 2026 data, up 31%. Total employees: 2 in October 2024 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Lee, Kelleher & Klein Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (91); high net worth individuals (60); corporations or other businesses not listed above (2)."
    },
    {
      "q": "Which custodians does Lee, Kelleher & Klein Wealth Management use?",
      "a": "Lee, Kelleher & Klein Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Lee, Kelleher & Klein Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331717"
    },
    {
      "q": "Does Lee, Kelleher & Klein Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 5, 2026 says: \"There is no minimum account size required to be a client of LKKWM.\""
    },
    {
      "q": "What changed in Lee, Kelleher & Klein Wealth Management's recent Form ADV filings?",
      "a": "In the July 2026 filing data: Registered or notice-filed in DE. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 192000000.0,
      "total_employees": 2,
      "filing_date": "2024-09-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 198870111.0,
      "total_employees": 2,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 252398085.0,
      "total_employees": 3,
      "filing_date": "2026-06-05"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Registered or notice-filed in DE.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $198,870,111 to $252,398,085 (+27%).",
        "Employees performing advisory functions went from 2 to 3.",
        "Changed its legal name from Lee-Kelleher Wealth Management to Lee, Kelleher, & Klein Wealth Management LLC."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in NJ."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 5, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no minimum account size required to be a client of LKKWM."
        ]
      }
    ],
    "quotes": [
      "There is no minimum account size required to be a client of LKKWM."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lee-kelleher-and-klein-wealth-management-ellicott-city-md-331717.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 91,
      "fewer_than_5": false,
      "raum": 31207410.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 60,
      "fewer_than_5": false,
      "raum": 200844256.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 1848982.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 15192126.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 2,
      "fewer_than_5": false,
      "raum": 3305311.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/331717",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}