# Lee Financial Company, LLC

> Lee Financial Company, LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 1975, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.

- CRD: 105910
- Filed as: LEE FINANCIAL COMPANY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: July 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105910
- AdvisorCensus page: https://advisorcensus.com/firm/lee-financial-company-llc-dallas-tx-105910

## Quick answers

**How is Lee Financial Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lee Financial Company, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Lee Financial Company, LLC located?**
Lee Financial Company, LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Lee Financial Company, LLC registered with the SEC or a state?**
Lee Financial Company, LLC is an SEC-registered investment advisory firm, registered since 1975. Status as filed: Approved. CRD 105910.

**How much does Lee Financial Company, LLC manage?**
Lee Financial Company, LLC reports $1,682,470,670 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (98% discretionary).

**How have Lee Financial Company, LLC's assets and staff changed since 2021?**
In the Form ADV data for Lee Financial Company, LLC: Regulatory assets under management: $1,183,159,176 in the October 2021 data and $1,682,470,670 in the October 2026 data, up 42%. Total employees: 32 in October 2021 and 39 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lee Financial Company, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (220); individuals (other than high net worth individuals) (208); pension and profit sharing plans (but not the plan participants or government pension plans) (11).

**Which custodians does Lee Financial Company, LLC use?**
Lee Financial Company, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Lee Financial Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105910

**What changed in Lee Financial Company, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in AZ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,682,470,670
- Discretionary: $1,651,950,665
- Non-discretionary: $30,520,005

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 208 | $158,445,007 |
| High net worth individuals | 220 | $1,472,540,543 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $15,189,608 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $30,141,258 |
| Charitable organizations | Fewer than 5 | $6,154,254 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1975 (51 years)
- Employees: 39 total, 22 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, ID, LA, NE, NY, OK, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- leefin.com
- LinkedIn @leefinancialadvisor
- X @LFCADVISOR

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,183,159,176 | 32 | March 31, 2021 |
| October 2022 | $1,306,481,288 | 34 | August 12, 2022 |
| October 2023 | $1,166,341,053 | 35 | March 30, 2023 |
| October 2024 | $1,337,614,017 | 36 | April 16, 2024 |
| October 2025 | $1,496,621,112 | 39 | July 11, 2025 |
| October 2026 | $1,682,470,670 | 39 | July 31, 2026 |

Regulatory assets under management: $1,183,159,176 in the October 2021 data and $1,682,470,670 in the October 2026 data, up 42%.
Total employees: 32 in October 2021 and 39 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in AZ.

### April 2026
- Regulatory assets under management went from $1,496,621,112 to $1,682,470,670 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lee Financial Company, LLC (CRD 105910): Form ADV filing data as of October 2026.