# Lee Capital Management #1 LLC

> Lee Capital Management #1 LLC is a state-registered investment advisory firm in Redondo Beach, CA, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 315693
- Filed as: LEE CAPITAL MANAGEMENT #1 LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Redondo Beach, CA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/315693
- AdvisorCensus page: https://advisorcensus.com/firm/lee-capital-management-1-llc-redondo-beach-ca-315693

## Quick answers

**How is Lee Capital Management #1 LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lee Capital Management #1 LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Lee Capital Management #1 LLC located?**
Lee Capital Management #1 LLC's principal office is in Redondo Beach, CA, according to its Form ADV.

**Is Lee Capital Management #1 LLC registered with the SEC or a state?**
Lee Capital Management #1 LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 315693.

**How much does Lee Capital Management #1 LLC manage?**
Lee Capital Management #1 LLC reports $33,086,670 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Lee Capital Management #1 LLC serve?**
By number of clients on Form ADV Item 5.D: other (1).

**Does Lee Capital Management #1 LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(1) (self-regulatory organization's finding of a false statement or omission). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/315693

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $33,086,670
- Discretionary: $33,086,670
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other | 1 | $33,086,670 |

### Advisory services (Item 5.G)
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(1): Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/315693

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lee Capital Management #1 LLC (CRD 315693): Form ADV filing data as of October 2026.