{ "crd_number": 110376, "slug": "lederer-and-associates-investment-counsel-long-beach-ca-110376", "primary_business_name": "LEDERER & ASSOCIATES INVESTMENT COUNSEL", "legal_name": "LEDERER & ASSOCIATES INVESTMENT COUNSEL", "dbas": [], "city": "Long Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1986-02-13", "years_registered": 40, "period": "2026-10-01", "filing_date": "2025-12-08", "carried_forward": false, "raum_total": 244306687.0, "raum_discretionary": 244306687.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 3, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 38439515.0, "count": 4 }, "individuals": { "raum": 15323893.0, "count": 45 }, "high_net_worth_individuals": { "raum": 190543279.0, "count": 88 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://lederer-associates.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110376", "city_as_filed": "LONG BEACH", "url": "https://advisorcensus.com/firm/lederer-and-associates-investment-counsel-long-beach-ca-110376", "display_name": "Lederer & Associates Investment Counsel", "summary": "Lederer & Associates Investment Counsel is an SEC-registered investment advisory firm in Long Beach, CA, registered since 1986, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated December 8, 2025.", "citation": "AdvisorCensus. Lederer & Associates Investment Counsel (CRD 110376): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Lederer & Associates Investment Counsel compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Lederer & Associates Investment Counsel reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Lederer & Associates Investment Counsel located?", "a": "Lederer & Associates Investment Counsel's principal office is in Long Beach, CA, according to its Form ADV." }, { "q": "Is Lederer & Associates Investment Counsel registered with the SEC or a state?", "a": "Lederer & Associates Investment Counsel is an SEC-registered investment advisory firm, registered since 1986. Status as filed: Approved. CRD 110376." }, { "q": "How much does Lederer & Associates Investment Counsel manage?", "a": "Lederer & Associates Investment Counsel reports $244,306,687 in regulatory assets under management in its Form ADV filing dated December 8, 2025 (100% discretionary)." }, { "q": "How have Lederer & Associates Investment Counsel's assets and staff changed since 2021?", "a": "In the Form ADV data for Lederer & Associates Investment Counsel: Regulatory assets under management: $206,481,373 in the October 2021 data and $244,306,687 in the October 2026 data, up 18%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Lederer & Associates Investment Counsel serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (88); individuals (other than high net worth individuals) (45); charitable organizations (4)." }, { "q": "Which custodians does Lederer & Associates Investment Counsel use?", "a": "Lederer & Associates Investment Counsel's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Lederer & Associates Investment Counsel report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110376" }, { "q": "Does Lederer & Associates Investment Counsel state an account minimum?", "a": "Its Form ADV Part 2A brochure dated December 8, 2025 says: \"We generally require a minimum dollar amount of $500,000 of assets under management. This minimum may be waived in certain situations.\"" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 206481373.0, "total_employees": 3, "filing_date": "2020-12-14" }, { "period": "2022-10-01", "regulatory_assets_under_management": 243576990.0, "total_employees": 3, "filing_date": "2021-12-13" }, { "period": "2023-10-01", "regulatory_assets_under_management": 202083887.0, "total_employees": 3, "filing_date": "2022-12-12" }, { "period": "2024-10-01", "regulatory_assets_under_management": 216783371.0, "total_employees": 3, "filing_date": "2023-12-11" }, { "period": "2025-10-01", "regulatory_assets_under_management": 242779116.0, "total_employees": 3, "filing_date": "2024-12-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 244306687.0, "total_employees": 3, "filing_date": "2025-12-08" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated December 8, 2025", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$500,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $500,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "We generally require a minimum dollar amount of $500,000 of assets under management. This minimum may be waived in certain situations." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 500000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "We generally require a minimum dollar amount of $500,000 of assets under management. This minimum may be waived in certain situations." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/lederer-and-associates-investment-counsel-long-beach-ca-110376.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 45, "fewer_than_5": false, "raum": 15323893.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 88, "fewer_than_5": false, "raum": 190543279.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 4, "fewer_than_5": false, "raum": 38439515.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110376", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }