# Leavell Investment Management, Inc.

> Leavell Investment Management, Inc. is an SEC-registered investment advisory firm in Mobile, AL, registered since 1979, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 107890
- Filed as: LEAVELL INVESTMENT MANAGEMENT, INC.
- Also doing business as: LEAVELL INVESTMENTS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mobile, AL
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107890
- AdvisorCensus page: https://advisorcensus.com/firm/leavell-investment-management-inc-mobile-al-107890

## Quick answers

**How is Leavell Investment Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Leavell Investment Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Leavell Investment Management, Inc. located?**
Leavell Investment Management, Inc.'s principal office is in Mobile, AL, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Leavell Investment Management, Inc. registered with the SEC or a state?**
Leavell Investment Management, Inc. is an SEC-registered investment advisory firm, registered since 1979. Status as filed: Approved. CRD 107890.

**How much does Leavell Investment Management, Inc. manage?**
Leavell Investment Management, Inc. reports $3,404,753,027 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (93% discretionary).

**How have Leavell Investment Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Leavell Investment Management, Inc.: Regulatory assets under management: $1,888,738,236 in the October 2021 data and $3,404,753,027 in the October 2026 data, up 80%. Total employees: 27 in October 2021 and 36 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Leavell Investment Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2,314); high net worth individuals (536); corporations or other businesses not listed above (72).

**Which custodians does Leavell Investment Management, Inc. use?**
Leavell Investment Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Leavell Investment Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107890

**What changed in Leavell Investment Management, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Changed its office addresses in Mobile, AL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,404,753,027
- Discretionary: $3,173,786,357
- Non-discretionary: $230,966,670

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2,314 | $474,517,377 |
| High net worth individuals | 536 | $1,895,699,678 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 2 | $185,218,100 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 43 | $226,904,036 |
| Charitable organizations | 22 | $133,165,801 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 72 | $258,487,323 |
| Other | 34 | $230,760,712 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 1979 (47 years)
- Employees: 36 total, 24 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, CA, CO, FL, GA, LA, MS, NC, NY, SC, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Birmingham, AL
- Fairhope, AL
- Mobile, AL

### Websites listed on Form ADV (Item 1.I)
- leavellinvestments.com
- Instagram @LEAVELLINVESTMENTS
- LinkedIn @LEAVELL-INVESTMENT-MANAGEMENT
- Facebook facebook.com
- YouTube @LeavellInvestments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,888,738,236 | 27 | May 13, 2021 |
| October 2022 | $2,323,901,829 | 28 | March 30, 2022 |
| October 2023 | $2,136,355,120 | 29 | September 26, 2023 |
| October 2024 | $2,487,932,390 | 31 | March 25, 2024 |
| October 2025 | $2,967,145,153 | 34 | March 24, 2025 |
| October 2026 | $3,404,753,027 | 36 | September 22, 2026 |

Regulatory assets under management: $1,888,738,236 in the October 2021 data and $3,404,753,027 in the October 2026 data, up 80%.
Total employees: 27 in October 2021 and 36 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Changed its office addresses in Mobile, AL.

### April 2026
- Employees performing advisory functions went from 22 to 24.
- Regulatory assets under management went from $2,967,145,153 to $3,404,753,027 (+15%).
- Changed its office addresses in Fairhope, AL.
- Added an office in Mobile, AL.
- Registered or notice-filed in CO.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Leavell Investment Management, Inc. (CRD 107890): Form ADV filing data as of October 2026.