# LD Lowe Wealth Advisory

> LD Lowe Wealth Advisory is an SEC-registered investment advisory firm in Richardson, TX, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 136596
- Filed as: LD LOWE WEALTH ADVISORY
- Legal name: L.D. Lowe Wealth Advisory, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Richardson, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/136596
- AdvisorCensus page: https://advisorcensus.com/firm/ld-lowe-wealth-advisory-richardson-tx-136596

## Quick answers

**How is LD Lowe Wealth Advisory compensated?**
On its Form ADV (Item 5.E, October 2026), LD Lowe Wealth Advisory reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does LD Lowe Wealth Advisory charge?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $500 an hour (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is LD Lowe Wealth Advisory located?**
LD Lowe Wealth Advisory's principal office is in Richardson, TX, according to its Form ADV.

**Is LD Lowe Wealth Advisory registered with the SEC or a state?**
LD Lowe Wealth Advisory is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 136596.

**How much does LD Lowe Wealth Advisory manage?**
LD Lowe Wealth Advisory reports $118,813,315 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have LD Lowe Wealth Advisory's assets and staff changed since 2021?**
In the Form ADV data for LD Lowe Wealth Advisory: Regulatory assets under management: $135,539,746 in the October 2021 data and $118,813,315 in the October 2026 data, down 12%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does LD Lowe Wealth Advisory serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (238); high net worth individuals (26).

**Which custodians does LD Lowe Wealth Advisory use?**
LD Lowe Wealth Advisory's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists ETC Brokerage Services, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does LD Lowe Wealth Advisory report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/136596

**What changed in LD Lowe Wealth Advisory's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Hourly rate: $500 an hour (consulting services)

> Our minimum hourly fee is $500 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- ETC Brokerage Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $118,813,315
- Discretionary: $118,813,315
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 238 | $73,990,450 |
| High net worth individuals | 26 | $44,822,865 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2005 (20 years)
- Employees: 8 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ldloweplan.com](https://ldloweplan.com)
- Facebook @LDLoweWealthAdvisory
- Instagram @ldlowewealthadvisory
- LinkedIn @ld-lowe-sr.-wealth-advisory
- X @ldlowewealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $135,539,746 | 7 | September 28, 2021 |
| October 2022 | $120,140,383 | 7 | June 8, 2022 |
| October 2023 | $113,679,430 | 9 | May 8, 2023 |
| October 2024 | $109,842,303 | 6 | March 10, 2024 |
| October 2025 | $119,217,996 | 7 | March 25, 2025 |
| October 2026 | $118,813,315 | 8 | March 30, 2026 |

Regulatory assets under management: $135,539,746 in the October 2021 data and $118,813,315 in the October 2026 data, down 12%.
Total employees: 7 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. LD Lowe Wealth Advisory (CRD 136596): Form ADV filing data as of October 2026.