# LCM Financial

> LCM Financial is a state-registered investment advisory firm in Kingwood, TX, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 26, 2025.

- CRD: 330543
- Filed as: LCM FINANCIAL
- Legal name: Lewis Caldwell Mitchell Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Kingwood, TX
- Filing period: October 2026
- Form ADV filing dated: February 26, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/330543
- AdvisorCensus page: https://advisorcensus.com/firm/lcm-financial-kingwood-tx-330543

## Quick answers

**How is LCM Financial compensated?**
On its Form ADV (Item 5.E, October 2026), LCM Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is LCM Financial located?**
LCM Financial's principal office is in Kingwood, TX, according to its Form ADV.

**Is LCM Financial registered with the SEC or a state?**
LCM Financial is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 330543.

**How much does LCM Financial manage?**
LCM Financial reports $0 in regulatory assets under management in its Form ADV filing dated February 26, 2025.

**Does LCM Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/330543

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. LCM Financial (CRD 330543): Form ADV filing data as of October 2026.