# LCM Capital Management Inc

> LCM Capital Management Inc is an SEC-registered investment advisory firm in Chicago, IL, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 111074
- Filed as: LCM CAPITAL MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111074
- AdvisorCensus page: https://advisorcensus.com/firm/lcm-capital-management-inc-chicago-il-111074

## Quick answers

**How is LCM Capital Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), LCM Capital Management Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is LCM Capital Management Inc located?**
LCM Capital Management Inc's principal office is in Chicago, IL, according to its Form ADV.

**Is LCM Capital Management Inc registered with the SEC or a state?**
LCM Capital Management Inc is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 111074.

**How much does LCM Capital Management Inc manage?**
LCM Capital Management Inc reports $402,997,788 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (96% discretionary).

**How have LCM Capital Management Inc's assets and staff changed since 2021?**
In the Form ADV data for LCM Capital Management Inc: Regulatory assets under management: $262,966,274 in the October 2021 data and $402,997,788 in the October 2026 data, up 53%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does LCM Capital Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (262); high net worth individuals (193); pension and profit sharing plans (but not the plan participants or government pension plans) (14).

**Which custodians does LCM Capital Management Inc use?**
LCM Capital Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Institutional as custodians holding 10% or more of its separately managed account assets.

**Does LCM Capital Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111074

**What changed in LCM Capital Management Inc's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $365,277,954 to $402,997,788 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Institutional

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $402,997,788
- Discretionary: $388,169,853
- Non-discretionary: $14,827,935

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 262 | $69,059,569 |
| High net worth individuals | 193 | $283,733,233 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 14 | $49,038,596 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $1,166,390 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2007 (19 years)
- Employees: 8 total, 8 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, CO, FL, IA, IL, MI, NV, TX, VA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lcmcapital.com
- Facebook @lcmcapitalmanagement
- Instagram @lcmcapitalmanagement
- LinkedIn @lcm-capital-management-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $262,966,274 | 8 | August 18, 2021 |
| October 2022 | $284,487,500 | 8 | April 22, 2022 |
| October 2023 | $269,944,143 | 9 | April 26, 2023 |
| October 2024 | $320,348,840 | 9 | April 22, 2024 |
| October 2025 | $365,277,954 | 9 | April 24, 2025 |
| October 2026 | $402,997,788 | 8 | April 22, 2026 |

Regulatory assets under management: $262,966,274 in the October 2021 data and $402,997,788 in the October 2026 data, up 53%.
Total employees: 8 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $365,277,954 to $402,997,788 (+10%).

### April 2026
- Employees performing advisory functions went from 9 to 8.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. LCM Capital Management Inc (CRD 111074): Form ADV filing data as of October 2026.