# Lazari Capital Management, Inc.

> Lazari Capital Management, Inc. is an SEC-registered investment advisory firm in Burbank, CA, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 172932
- Filed as: LAZARI CAPITAL MANAGEMENT, INC.
- Also doing business as: IRON HILL WEALTH MANAGEMENT, POLARIS CAPITAL ADVISORS, LLC, TOTAL RETIREMENT PLAN SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Burbank, CA
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172932
- AdvisorCensus page: https://advisorcensus.com/firm/lazari-capital-management-inc-burbank-ca-172932

## Quick answers

**How is Lazari Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Lazari Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Lazari Capital Management, Inc. located?**
Lazari Capital Management, Inc.'s principal office is in Burbank, CA, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Lazari Capital Management, Inc. registered with the SEC or a state?**
Lazari Capital Management, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 172932.

**How much does Lazari Capital Management, Inc. manage?**
Lazari Capital Management, Inc. reports $691,115,000 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (80% discretionary).

**How have Lazari Capital Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Lazari Capital Management, Inc.: Regulatory assets under management: $343,100,000 in the October 2021 data and $691,115,000 in the October 2026 data, up 101%. Total employees: 9 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lazari Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (609); pension and profit sharing plans (but not the plan participants or government pension plans) (220); high net worth individuals (122).

**Which custodians does Lazari Capital Management, Inc. use?**
Lazari Capital Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, Interactive Brokers LLC and John Hancock Retirement Services as custodians holding 10% or more of its separately managed account assets.

**Does Lazari Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172932

**What changed in Lazari Capital Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $614,623,292 to $691,115,000 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC
- Interactive Brokers LLC
- John Hancock Retirement Services

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $691,115,000
- Discretionary: $554,680,000
- Non-discretionary: $136,435,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 609 | $135,044,000 |
| High net worth individuals | 122 | $366,938,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 220 | $171,050,000 |
| Charitable organizations | 2 | $675,000 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 15 | $17,408,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 14 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, NC, NV, NY, PA, SC, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Glendale, CA
- Hilton Head, SC

### Websites listed on Form ADV (Item 1.I)
- ironhillwealth.com
- lazaricapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $343,100,000 | 9 | September 28, 2021 |
| October 2022 | $402,201,700 | 9 | September 16, 2022 |
| October 2023 | $398,591,539 | 9 | August 15, 2023 |
| October 2024 | $471,149,663 | 14 | September 25, 2024 |
| October 2025 | $614,623,292 | 14 | March 31, 2025 |
| October 2026 | $691,115,000 | 14 | May 19, 2026 |

Regulatory assets under management: $343,100,000 in the October 2021 data and $691,115,000 in the October 2026 data, up 101%.
Total employees: 9 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $614,623,292 to $691,115,000 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lazari Capital Management, Inc. (CRD 172932): Form ADV filing data as of October 2026.