# Lawrence, Alan

> Lawrence, Alan is a state-registered investment advisory firm, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 311160
- Filed as: LAWRENCE, ALAN
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/311160
- AdvisorCensus page: https://advisorcensus.com/firm/lawrence-alan-311160

## Quick answers

**How is Lawrence, Alan compensated?**
On its Form ADV (Item 5.E, October 2026), Lawrence, Alan reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Lawrence, Alan registered with the SEC or a state?**
Lawrence, Alan is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 311160.

**How much does Lawrence, Alan manage?**
Lawrence, Alan reports $26,291,388 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (89% discretionary).

**What types of clients does Lawrence, Alan serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Lawrence, Alan report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/311160

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $26,291,388
- Discretionary: $23,488,794
- Non-discretionary: $2,802,594

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 5 | $24,685,685 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,605,703 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- Facebook facebook.com
- LinkedIn linkedin.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lawrence, Alan (CRD 311160): Form ADV filing data as of October 2026.