# Laurel Wealth Planning

> Laurel Wealth Planning is an SEC-registered investment advisory firm in Edina, MN, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.

- CRD: 122035
- Filed as: LAUREL WEALTH PLANNING
- Legal name: Laurel Wealth Planning LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Edina, MN
- Filing period: October 2026
- Form ADV filing dated: May 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/122035
- AdvisorCensus page: https://advisorcensus.com/firm/laurel-wealth-planning-edina-mn-122035

## Quick answers

**How is Laurel Wealth Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Laurel Wealth Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does Laurel Wealth Planning's brochure say about its fees?**
Its Form ADV Part 2A brochure dated May 26, 2026 states: Up to $200,000: 1.25% a year; $200,000 to $500,000: 1% a year; $500,000 to $1,300,000: 0.9% a year; $1,300,000 to $2,300,000: 0.85% a year; $2,300,000 to $4,300,000: 0.7% a year; $4,300,000 to $7,800,000: 0.6% a year; $7,800,000 to $20,000,000: 0.5% a year; Above $20,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Laurel Wealth Planning located?**
Laurel Wealth Planning's principal office is in Edina, MN, according to its Form ADV.

**Is Laurel Wealth Planning registered with the SEC or a state?**
Laurel Wealth Planning is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 122035.

**How much does Laurel Wealth Planning manage?**
Laurel Wealth Planning reports $453,642,492 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (99% discretionary).

**How have Laurel Wealth Planning's assets and staff changed since 2021?**
In the Form ADV data for Laurel Wealth Planning: Regulatory assets under management: $261,763,142 in the October 2021 data and $453,642,492 in the October 2026 data, up 73%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Laurel Wealth Planning serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (129); individuals (other than high net worth individuals) (48).

**Which custodians does Laurel Wealth Planning use?**
Laurel Wealth Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Laurel Wealth Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122035

**What changed in Laurel Wealth Planning's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $395,558,975 to $453,642,492 (+15%). Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated May 26, 2026)

- Up to $200,000: 1.25% a year
- $200,000 to $500,000: 1% a year
- $500,000 to $1,300,000: 0.9% a year
- $1,300,000 to $2,300,000: 0.85% a year
- $2,300,000 to $4,300,000: 0.7% a year
- $4,300,000 to $7,800,000: 0.6% a year
- $7,800,000 to $20,000,000: 0.5% a year
- Above $20,000,000: see the brochure

> LWP charges most of its clients an annual investment management fee based on the following schedule:

> First $ 200,000 0.31250 % 1.25 %

> Next $ 300,000 0.25000 % 1.00 %

> Next $ 800,000 0.22500 % 0.90 %

> Next $ 1,000,000 0.21250 % 0.85 %

> Next $ 2,000,000 0.17500 % 0.70 %

> Next $ 3,500,000 0.15000 % 0.60 %

> Next $ 12,200,000 0.12500 % 0.50 %

> Over $ 20,000,000 Negotiable Negotiable

> All fees may be negotiated at the Adviser’s choice.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $453,642,492
- Discretionary: $447,677,197
- Non-discretionary: $5,965,295

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $19,215,914 |
| High net worth individuals | 129 | $434,426,578 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 8 total, 6 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, MN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- laurelwealthplanning.com
- Facebook @Laurel-Wealth-Planning-455967247944174
- LinkedIn @laurel-wealth-planning
- YouTube @UCIapALRZut5f54ATZyCN2BA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $261,763,142 | 8 | August 16, 2021 |
| October 2022 | $341,786,534 | 8 | September 28, 2022 |
| October 2023 | $331,763,050 | 8 | April 10, 2023 |
| October 2024 | $354,710,057 | 7 | June 22, 2024 |
| October 2025 | $395,558,975 | 8 | May 28, 2025 |
| October 2026 | $453,642,492 | 8 | May 26, 2026 |

Regulatory assets under management: $261,763,142 in the October 2021 data and $453,642,492 in the October 2026 data, up 73%.
Total employees: 8 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $395,558,975 to $453,642,492 (+15%).
- Registered or notice-filed in TX.

### December 2025
- Employees performing advisory functions went from 8 to 6.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Laurel Wealth Planning (CRD 122035): Form ADV filing data as of October 2026.