{
  "crd_number": 122035,
  "slug": "laurel-wealth-planning-edina-mn-122035",
  "primary_business_name": "LAUREL WEALTH PLANNING",
  "legal_name": "LAUREL WEALTH PLANNING LLC",
  "dbas": [],
  "city": "Edina",
  "state": "MN",
  "country": "United States",
  "cbsa_code": "33460",
  "metro": {
    "cbsa_code": "33460",
    "common_name": "Minneapolis",
    "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI",
    "path": "/advisors/mn/minneapolis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-02-10",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-05-26",
  "carried_forward": false,
  "raum_total": 453642492.0,
  "raum_discretionary": 447677197.0,
  "raum_non_discretionary": 5965295.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 19215914.0,
      "count": 48
    },
    "high_net_worth_individuals": {
      "raum": 434426578.0,
      "count": 129
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "MN",
    "TX"
  ],
  "websites": [
    "https://facebook.com/Laurel-Wealth-Planning-455967247944174",
    "https://laurelwealthplanning.com",
    "https://linkedin.com/company/laurel-wealth-planning",
    "https://youtube.com/channel/UCIapALRZut5f54ATZyCN2BA"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122035",
  "city_as_filed": "EDINA",
  "url": "https://advisorcensus.com/firm/laurel-wealth-planning-edina-mn-122035",
  "display_name": "Laurel Wealth Planning",
  "summary": "Laurel Wealth Planning is an SEC-registered investment advisory firm in Edina, MN, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.",
  "citation": "AdvisorCensus. Laurel Wealth Planning (CRD 122035): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Laurel Wealth Planning compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Laurel Wealth Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "What does Laurel Wealth Planning's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated May 26, 2026 states: Up to $200,000: 1.25% a year; $200,000 to $500,000: 1% a year; $500,000 to $1,300,000: 0.9% a year; $1,300,000 to $2,300,000: 0.85% a year; $2,300,000 to $4,300,000: 0.7% a year; $4,300,000 to $7,800,000: 0.6% a year; $7,800,000 to $20,000,000: 0.5% a year; Above $20,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Laurel Wealth Planning located?",
      "a": "Laurel Wealth Planning's principal office is in Edina, MN, according to its Form ADV."
    },
    {
      "q": "Is Laurel Wealth Planning registered with the SEC or a state?",
      "a": "Laurel Wealth Planning is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 122035."
    },
    {
      "q": "How much does Laurel Wealth Planning manage?",
      "a": "Laurel Wealth Planning reports $453,642,492 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (99% discretionary)."
    },
    {
      "q": "How have Laurel Wealth Planning's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Laurel Wealth Planning: Regulatory assets under management: $261,763,142 in the October 2021 data and $453,642,492 in the October 2026 data, up 73%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Laurel Wealth Planning serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (129); individuals (other than high net worth individuals) (48)."
    },
    {
      "q": "Which custodians does Laurel Wealth Planning use?",
      "a": "Laurel Wealth Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Laurel Wealth Planning report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/122035"
    },
    {
      "q": "What changed in Laurel Wealth Planning's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $395,558,975 to $453,642,492 (+15%). Registered or notice-filed in TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 261763142.0,
      "total_employees": 8,
      "filing_date": "2021-08-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 341786534.0,
      "total_employees": 8,
      "filing_date": "2022-09-28"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 331763050.0,
      "total_employees": 8,
      "filing_date": "2023-04-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 354710057.0,
      "total_employees": 7,
      "filing_date": "2024-06-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 395558975.0,
      "total_employees": 8,
      "filing_date": "2025-05-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 453642492.0,
      "total_employees": 8,
      "filing_date": "2026-05-26"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $395,558,975 to $453,642,492 (+15%).",
        "Registered or notice-filed in TX."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 8 to 6."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 26, 2026",
    "tiers": [
      {
        "band": "Up to $200,000",
        "rate": "1.25%"
      },
      {
        "band": "$200,000 to $500,000",
        "rate": "1%"
      },
      {
        "band": "$500,000 to $1,300,000",
        "rate": "0.9%"
      },
      {
        "band": "$1,300,000 to $2,300,000",
        "rate": "0.85%"
      },
      {
        "band": "$2,300,000 to $4,300,000",
        "rate": "0.7%"
      },
      {
        "band": "$4,300,000 to $7,800,000",
        "rate": "0.6%"
      },
      {
        "band": "$7,800,000 to $20,000,000",
        "rate": "0.5%"
      },
      {
        "band": "Above $20,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $200,000: 1.25% a year",
          "$200,000 to $500,000: 1% a year",
          "$500,000 to $1,300,000: 0.9% a year",
          "$1,300,000 to $2,300,000: 0.85% a year",
          "$2,300,000 to $4,300,000: 0.7% a year",
          "$4,300,000 to $7,800,000: 0.6% a year",
          "$7,800,000 to $20,000,000: 0.5% a year",
          "Above $20,000,000: see the brochure"
        ],
        "quotes": [
          "LWP charges most of its clients an annual investment management fee based on the following schedule:",
          "First $ 200,000 0.31250 % 1.25 %",
          "Next $ 300,000 0.25000 % 1.00 %",
          "Next $ 800,000 0.22500 % 0.90 %",
          "Next $ 1,000,000  0.21250 % 0.85 %",
          "Next $ 2,000,000  0.17500 % 0.70 %",
          "Next $ 3,500,000  0.15000 % 0.60 %",
          "Next $ 12,200,000  0.12500 % 0.50 %",
          "Over $ 20,000,000  Negotiable Negotiable",
          "All fees may be negotiated at the Adviser’s choice."
        ]
      }
    ],
    "quotes": [
      "LWP charges most of its clients an annual investment management fee based on the following schedule:",
      "First $ 200,000 0.31250 % 1.25 %",
      "Next $ 300,000 0.25000 % 1.00 %",
      "Next $ 800,000 0.22500 % 0.90 %",
      "Next $ 1,000,000  0.21250 % 0.85 %",
      "Next $ 2,000,000  0.17500 % 0.70 %",
      "Next $ 3,500,000  0.15000 % 0.60 %",
      "Next $ 12,200,000  0.12500 % 0.50 %",
      "Over $ 20,000,000  Negotiable Negotiable",
      "All fees may be negotiated at the Adviser’s choice."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Raymond James & Associates, Inc.",
      "name_as_filed": "RAYMOND JAMES & ASSOCIATES, INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/laurel-wealth-planning-edina-mn-122035.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 48,
      "fewer_than_5": false,
      "raum": 19215914.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 129,
      "fewer_than_5": false,
      "raum": 434426578.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/122035",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}