# Lauer Capital Management Ltd

> Lauer Capital Management Ltd is an SEC-registered investment advisory firm in Sioux Falls, SD, registered since 1994, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 109660
- Filed as: LAUER CAPITAL MANAGEMENT LTD
- Also doing business as: LAUER CAPITAL MANAGEMENT LTD.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sioux Falls, SD
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109660
- AdvisorCensus page: https://advisorcensus.com/firm/lauer-capital-management-ltd-sioux-falls-sd-109660

## Quick answers

**How is Lauer Capital Management Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), Lauer Capital Management Ltd reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does Lauer Capital Management Ltd's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.75% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Lauer Capital Management Ltd located?**
Lauer Capital Management Ltd's principal office is in Sioux Falls, SD, according to its Form ADV.

**Is Lauer Capital Management Ltd registered with the SEC or a state?**
Lauer Capital Management Ltd is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 109660.

**How much does Lauer Capital Management Ltd manage?**
Lauer Capital Management Ltd reports $322,739,854 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Lauer Capital Management Ltd's assets and staff changed since 2021?**
In the Form ADV data for Lauer Capital Management Ltd: Regulatory assets under management: $270,114,437 in the October 2021 data and $322,739,854 in the October 2026 data, up 19%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lauer Capital Management Ltd serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (55); individuals (other than high net worth individuals) (35).

**Which custodians does Lauer Capital Management Ltd use?**
Lauer Capital Management Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lauer Capital Management Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109660

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $2,000,000: 0.75% a year
- Above $2,000,000: 0.5% a year

> The annual fee schedule is 1.00% of the market value of assets up to $1,000,000, 0.75% of the next $1,000,000 of assets, and 0.50% of assets over $2,000,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $322,739,854
- Discretionary: $322,739,854
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $15,172,480 |
| High net worth individuals | 55 | $287,728,344 |
| Charitable organizations | Fewer than 5 | $19,839,030 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (31 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: SD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lauercapital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $270,114,437 | 3 | April 1, 2021 |
| October 2022 | $318,690,733 | 3 | March 31, 2022 |
| October 2023 | $276,910,825 | 3 | March 30, 2023 |
| October 2024 | $306,200,760 | 3 | March 27, 2024 |
| October 2025 | $329,628,857 | 3 | March 31, 2025 |
| October 2026 | $322,739,854 | 3 | March 30, 2026 |

Regulatory assets under management: $270,114,437 in the October 2021 data and $322,739,854 in the October 2026 data, up 19%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lauer Capital Management Ltd (CRD 109660): Form ADV filing data as of October 2026.