{
  "crd_number": 109660,
  "slug": "lauer-capital-management-ltd-sioux-falls-sd-109660",
  "primary_business_name": "LAUER CAPITAL MANAGEMENT LTD",
  "legal_name": "LAUER CAPITAL MANAGEMENT LTD",
  "dbas": [
    "LAUER CAPITAL MANAGEMENT LTD."
  ],
  "city": "Sioux Falls",
  "state": "SD",
  "country": "United States",
  "cbsa_code": "43620",
  "metro": {
    "cbsa_code": "43620",
    "common_name": "Sioux Falls",
    "msa_name": "Sioux Falls, SD-MN",
    "path": "/advisors/sd/sioux-falls"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1994-12-23",
  "years_registered": 31,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 322739854.0,
  "raum_discretionary": 322739854.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 19839030.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 15172480.0,
      "count": 35
    },
    "high_net_worth_individuals": {
      "raum": 287728344.0,
      "count": 55
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "SD"
  ],
  "websites": [
    "https://lauercapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109660",
  "city_as_filed": "SIOUX FALLS",
  "url": "https://advisorcensus.com/firm/lauer-capital-management-ltd-sioux-falls-sd-109660",
  "display_name": "Lauer Capital Management Ltd",
  "summary": "Lauer Capital Management Ltd is an SEC-registered investment advisory firm in Sioux Falls, SD, registered since 1994, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Lauer Capital Management Ltd (CRD 109660): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Lauer Capital Management Ltd compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lauer Capital Management Ltd reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "What does Lauer Capital Management Ltd's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $2,000,000: 0.75% a year; Above $2,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Lauer Capital Management Ltd located?",
      "a": "Lauer Capital Management Ltd's principal office is in Sioux Falls, SD, according to its Form ADV."
    },
    {
      "q": "Is Lauer Capital Management Ltd registered with the SEC or a state?",
      "a": "Lauer Capital Management Ltd is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 109660."
    },
    {
      "q": "How much does Lauer Capital Management Ltd manage?",
      "a": "Lauer Capital Management Ltd reports $322,739,854 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Lauer Capital Management Ltd's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Lauer Capital Management Ltd: Regulatory assets under management: $270,114,437 in the October 2021 data and $322,739,854 in the October 2026 data, up 19%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Lauer Capital Management Ltd serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (55); individuals (other than high net worth individuals) (35)."
    },
    {
      "q": "Which custodians does Lauer Capital Management Ltd use?",
      "a": "Lauer Capital Management Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Lauer Capital Management Ltd report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109660"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 270114437.0,
      "total_employees": 3,
      "filing_date": "2021-04-01"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 318690733.0,
      "total_employees": 3,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 276910825.0,
      "total_employees": 3,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 306200760.0,
      "total_employees": 3,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 329628857.0,
      "total_employees": 3,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 322739854.0,
      "total_employees": 3,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1%"
      },
      {
        "band": "$1,000,000 to $2,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $2,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1% a year",
          "$1,000,000 to $2,000,000: 0.75% a year",
          "Above $2,000,000: 0.5% a year"
        ],
        "quotes": [
          "The annual fee schedule is 1.00% of the market value of assets up to $1,000,000, 0.75% of the next $1,000,000 of assets, and 0.50% of assets over $2,000,000."
        ]
      }
    ],
    "quotes": [
      "The annual fee schedule is 1.00% of the market value of assets up to $1,000,000, 0.75% of the next $1,000,000 of assets, and 0.50% of assets over $2,000,000."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lauer-capital-management-ltd-sioux-falls-sd-109660.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 35,
      "fewer_than_5": false,
      "raum": 15172480.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 55,
      "fewer_than_5": false,
      "raum": 287728344.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 19839030.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109660",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}