# Lathrop Investment Management Company

> Lathrop Investment Management Company is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 334458
- Filed as: LATHROP INVESTMENT MANAGEMENT COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Little Rock, AR
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334458
- AdvisorCensus page: https://advisorcensus.com/firm/lathrop-investment-management-company-little-rock-ar-334458

## Quick answers

**How is Lathrop Investment Management Company compensated?**
On its Form ADV (Item 5.E, October 2026), Lathrop Investment Management Company reports these compensation arrangements: a percentage of assets under its management.

**How much does Lathrop Investment Management Company charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,000,000: 0.75% a year; Above $1,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Lathrop Investment Management Company located?**
Lathrop Investment Management Company's principal office is in Little Rock, AR, according to its Form ADV.

**Is Lathrop Investment Management Company registered with the SEC or a state?**
Lathrop Investment Management Company is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 334458.

**How much does Lathrop Investment Management Company manage?**
Lathrop Investment Management Company reports $1,009,767,986 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (76% discretionary).

**How have Lathrop Investment Management Company's assets and staff changed since 2025?**
In the Form ADV data for Lathrop Investment Management Company: Regulatory assets under management: $937,096,914 in the October 2025 data and $1,009,767,986 in the October 2026 data, up 8%. Total employees: 6 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lathrop Investment Management Company serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (150); individuals (other than high net worth individuals) (79); pension and profit sharing plans (but not the plan participants or government pension plans) (6).

**Which custodians does Lathrop Investment Management Company use?**
Lathrop Investment Management Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lathrop Investment Management Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334458

**What changed in Lathrop Investment Management Company's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Up to $500,000: 1% a year
- $500,000 to $1,000,000: 0.75% a year
- Above $1,000,000: 0.5% a year

> LIMC clients are charged annual fees, collected quarterly, that are based upon the market value of assets under management as follows: 1.00% of the first $500,000 of assets under management 0.75% of the next $500,000 of assets under management 0.50% of assets over $1,000,000

- Minimum annual fee: $5,000

> Our minimum annual fee per client is $5,000, which may result in a fee as a percentage of assets under management that is higher than the above 1% starting bracket.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,009,767,986
- Discretionary: $766,201,048
- Non-discretionary: $243,566,938

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 79 | $47,266,173 |
| High net worth individuals | 150 | $584,019,842 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $339,294,358 |
| Charitable organizations | Fewer than 5 | $11,025,331 |
| Corporations or other businesses not listed above | Fewer than 5 | $28,162,282 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CA, LA, NH, NY, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- limc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $937,096,914 | 6 | February 4, 2025 |
| October 2026 | $1,009,767,986 | 5 | March 25, 2026 |

Regulatory assets under management: $937,096,914 in the October 2025 data and $1,009,767,986 in the October 2026 data, up 8%.
Total employees: 6 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lathrop Investment Management Company (CRD 334458): Form ADV filing data as of October 2026.