# Lantz Financial LLC

> Lantz Financial LLC is an SEC-registered investment advisory firm in Naperville, IL, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 30, 2026.

- CRD: 297573
- Filed as: LANTZ FINANCIAL LLC
- Also doing business as: LANTZ FINANCIAL TEAM, LANTZ TEAM, THE LANTZ FINANCIAL TEAM
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Naperville, IL
- Filing period: October 2026
- Form ADV filing dated: September 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297573
- AdvisorCensus page: https://advisorcensus.com/firm/lantz-financial-llc-naperville-il-297573

## Quick answers

**How is Lantz Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lantz Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Lantz Financial LLC located?**
Lantz Financial LLC's principal office is in Naperville, IL, according to its Form ADV.

**Is Lantz Financial LLC registered with the SEC or a state?**
Lantz Financial LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297573.

**How much does Lantz Financial LLC manage?**
Lantz Financial LLC reports $994,110,000 in regulatory assets under management in its Form ADV filing dated September 30, 2026 (95% discretionary).

**How have Lantz Financial LLC's assets and staff changed since 2021?**
In the Form ADV data for Lantz Financial LLC: Regulatory assets under management: $532,447,082 in the October 2021 data and $994,110,000 in the October 2026 data, up 87%. Total employees: 7 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Lantz Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (414); high net worth individuals (255).

**Which custodians does Lantz Financial LLC use?**
Lantz Financial LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Lantz Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297573

**Does Lantz Financial LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 16, 2026 says: "For its services, Lantz Financial does not require a minimum dollar value in assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size."

**What changed in Lantz Financial LLC's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in CO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 16, 2026)

- Account minimum: None

> For its services, Lantz Financial does not require a minimum dollar value in assets for establishing or maintaining a client’s account, but the firm reserves the right to decline engagements for various reasons including account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $994,110,000
- Discretionary: $945,777,752
- Non-discretionary: $48,332,248

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 414 | $129,361,452 |
| High net worth individuals | 255 | $864,748,548 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 13 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IL, IN, LA, MI, NC, NE, NH, SC, TN, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [lantzteam.com](https://lantzteam.com)
- LinkedIn @Daniel-rohlfing-cfp-612b4b161
- LinkedIn @Maddie-griffith-9207a21b1
- LinkedIn @derek.raridon-1ab27312b
- LinkedIn @logan-schaefer-a088182b0
- LinkedIn @michaeljlantz

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $532,447,082 | 7 | June 3, 2021 |
| October 2022 | $644,487,507 | 9 | July 13, 2022 |
| October 2023 | $585,461,144 | 9 | September 5, 2023 |
| October 2024 | $706,141,358 | 10 | July 8, 2024 |
| October 2025 | $846,175,022 | 12 | February 13, 2025 |
| October 2026 | $994,110,000 | 13 | September 30, 2026 |

Regulatory assets under management: $532,447,082 in the October 2021 data and $994,110,000 in the October 2026 data, up 87%.
Total employees: 7 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in CO.

### May 2026
- No longer lists an office in Bonita Springs, FL.

### March 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $846,175,022 to $994,110,000 (+17%).
- Added an office in Bonita Springs, FL.
- Registered or notice-filed in WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lantz Financial LLC (CRD 297573): Form ADV filing data as of October 2026.