{
  "crd_number": 105968,
  "slug": "lane-brothers-investment-counsel-prescott-az-105968",
  "primary_business_name": "LANE BROTHERS INVESTMENT COUNSEL",
  "legal_name": "LANE BROTHERS & CO INC",
  "dbas": [],
  "city": "Prescott",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "39150",
  "metro": {
    "cbsa_code": "39150",
    "common_name": "Prescott Valley",
    "msa_name": "Prescott Valley-Prescott, AZ",
    "path": "/advisors/az/prescott-valley"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-08-23",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-27",
  "carried_forward": false,
  "raum_total": 240099860.0,
  "raum_discretionary": 240099860.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 5,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 7043878.0,
      "count": 4,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 101343981.0,
      "count": 290
    },
    "pension_profit_sharing": {
      "raum": 1105296.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 120410262.0,
      "count": 43
    },
    "pooled_investment_vehicles": {
      "raum": 385567.0,
      "count": 1
    },
    "corporations_other_businesses": {
      "raum": 9810876.0,
      "count": 3,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "MN",
    "NC",
    "NY",
    "TX"
  ],
  "websites": [
    "https://facebook.com/AdvisorJoeAllen",
    "https://facebook.com/lanebrothersinvestmentcounsel",
    "https://facebook.com/profile.php?id=61561257417994",
    "https://instagram.com/advisorjoeallen",
    "https://instagram.com/bridginglanes_finance",
    "https://lanebrothers.com",
    "https://linkedin.com/company/lane-brothers-company-inc",
    "https://linkedin.com/in/advisorjoe-allen",
    "https://linkedin.com/in/kevinlanebrothers",
    "https://linkedin.com/in/megan-lane-499a0a123"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105968",
  "city_as_filed": "PRESCOTT",
  "url": "https://advisorcensus.com/firm/lane-brothers-investment-counsel-prescott-az-105968",
  "display_name": "Lane Brothers Investment Counsel",
  "summary": "Lane Brothers Investment Counsel is an SEC-registered investment advisory firm in Prescott, AZ, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.",
  "citation": "AdvisorCensus. Lane Brothers Investment Counsel (CRD 105968): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Lane Brothers Investment Counsel compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Lane Brothers Investment Counsel reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Lane Brothers Investment Counsel located?",
      "a": "Lane Brothers Investment Counsel's principal office is in Prescott, AZ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Lane Brothers Investment Counsel registered with the SEC or a state?",
      "a": "Lane Brothers Investment Counsel is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 105968."
    },
    {
      "q": "How much does Lane Brothers Investment Counsel manage?",
      "a": "Lane Brothers Investment Counsel reports $240,099,860 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Lane Brothers Investment Counsel's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Lane Brothers Investment Counsel: Regulatory assets under management: $162,257,976 in the October 2024 data and $240,099,860 in the October 2026 data, up 48%. Total employees: 4 in October 2024 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Lane Brothers Investment Counsel serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (290); high net worth individuals (43); charitable organizations (4)."
    },
    {
      "q": "Which custodians does Lane Brothers Investment Counsel use?",
      "a": "Lane Brothers Investment Counsel's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Lane Brothers Investment Counsel report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105968"
    },
    {
      "q": "What changed in Lane Brothers Investment Counsel's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $192,562,450 to $240,099,860 (+25%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 162257976.0,
      "total_employees": 4,
      "filing_date": "2024-08-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 192562450.0,
      "total_employees": 6,
      "filing_date": "2025-05-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 240099860.0,
      "total_employees": 6,
      "filing_date": "2026-03-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $192,562,450 to $240,099,860 (+25%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in FL."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/lane-brothers-investment-counsel-prescott-az-105968.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 290,
      "fewer_than_5": false,
      "raum": 101343981.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 43,
      "fewer_than_5": false,
      "raum": 120410262.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 385567.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1105296.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 4,
      "fewer_than_5": true,
      "raum": 7043878.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 3,
      "fewer_than_5": true,
      "raum": 9810876.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105968",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}