# Lakshmi Wealth Management LLC

> Lakshmi Wealth Management LLC is a state-registered investment advisory firm in Naperville, IL, registered since 2016, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 3, 2024.

- CRD: 174249
- Filed as: LAKSHMI WEALTH MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Naperville, IL
- Filing period: October 2026
- Form ADV filing dated: May 3, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/174249
- AdvisorCensus page: https://advisorcensus.com/firm/lakshmi-wealth-management-llc-naperville-il-174249

## Quick answers

**How is Lakshmi Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Lakshmi Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lakshmi Wealth Management LLC located?**
Lakshmi Wealth Management LLC's principal office is in Naperville, IL, according to its Form ADV.

**Is Lakshmi Wealth Management LLC registered with the SEC or a state?**
Lakshmi Wealth Management LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 174249.

**How much does Lakshmi Wealth Management LLC manage?**
Lakshmi Wealth Management LLC reports $29,000,000 in regulatory assets under management in its Form ADV filing dated May 3, 2024 (100% discretionary).

**What types of clients does Lakshmi Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (3).

**Does Lakshmi Wealth Management LLC report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/174249

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $29,000,000
- Discretionary: $29,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $600,000 |
| High net worth individuals | 16 | $28,400,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/174249

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lakshmi Wealth Management LLC (CRD 174249): Form ADV filing data as of October 2026.