# Lake Highlands Capital Management

> Lake Highlands Capital Management is a state-registered investment advisory firm in Dallas, TX, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 31, 2021.

- CRD: 304452
- Filed as: LAKE HIGHLANDS CAPITAL MANAGEMENT
- Legal name: Lake Highlands Capital Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: January 31, 2021
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/304452
- AdvisorCensus page: https://advisorcensus.com/firm/lake-highlands-capital-management-dallas-tx-304452

## Quick answers

**How is Lake Highlands Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Lake Highlands Capital Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Lake Highlands Capital Management located?**
Lake Highlands Capital Management's principal office is in Dallas, TX, according to its Form ADV.

**Is Lake Highlands Capital Management registered with the SEC or a state?**
Lake Highlands Capital Management is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 304452.

**How much does Lake Highlands Capital Management manage?**
Lake Highlands Capital Management reports $810,000 in regulatory assets under management in its Form ADV filing dated January 31, 2021 (100% discretionary).

**Does Lake Highlands Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/304452

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $810,000
- Discretionary: $810,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $60,000 |
| High net worth individuals | Fewer than 5 | $750,000 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- lakehighlandscapital.com
- Facebook @LakeHighlandsCapital
- X @ConnorD_LHC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lake Highlands Capital Management (CRD 304452): Form ADV filing data as of October 2026.