# Lagos Wealth Advisors

> Lagos Wealth Advisors is a state-registered investment advisory firm in Diamond Bar, CA, registered since 1996, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 117551
- Filed as: LAGOS WEALTH ADVISORS
- Legal name: Lagos Financial & Insurance Services, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Diamond Bar, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117551
- AdvisorCensus page: https://advisorcensus.com/firm/lagos-wealth-advisors-diamond-bar-ca-117551

## Quick answers

**How is Lagos Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Lagos Wealth Advisors reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Lagos Wealth Advisors located?**
Lagos Wealth Advisors' principal office is in Diamond Bar, CA, according to its Form ADV.

**Is Lagos Wealth Advisors registered with the SEC or a state?**
Lagos Wealth Advisors is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 117551.

**How much does Lagos Wealth Advisors manage?**
Lagos Wealth Advisors reports $64,162,359 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (78% discretionary).

**What types of clients does Lagos Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (112); pension and profit sharing plans (but not the plan participants or government pension plans) (17); high net worth individuals (14).

**Does Lagos Wealth Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117551

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $64,162,359
- Discretionary: $50,090,776
- Non-discretionary: $14,071,583

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 112 | $19,158,241 |
| High net worth individuals | 14 | $30,895,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 17 | $14,109,118 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1996 (30 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [advantage401k.com](https://advantage401k.com)
- [lagosadvisors.com](https://lagosadvisors.com)
- [yelp.com/biz/lagos-wealth-advisors-diamond-bar](https://yelp.com/biz/lagos-wealth-advisors-diamond-bar)
- Facebook @LAGOSADVISORS

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Lagos Wealth Advisors (CRD 117551): Form ADV filing data as of October 2026.