# Ladd Capital Management LLC

> Ladd Capital Management LLC is an SEC-registered investment advisory firm in New Haven, CT, registered since 1975, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 105162
- Filed as: LADD CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New Haven, CT
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105162
- AdvisorCensus page: https://advisorcensus.com/firm/ladd-capital-management-llc-new-haven-ct-105162

## Quick answers

**How is Ladd Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ladd Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Ladd Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated February 13, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,000,000: 0.75% a year; Above $1,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ladd Capital Management LLC located?**
Ladd Capital Management LLC's principal office is in New Haven, CT, according to its Form ADV.

**Is Ladd Capital Management LLC registered with the SEC or a state?**
Ladd Capital Management LLC is an SEC-registered investment advisory firm, registered since 1975. Status as filed: Approved. CRD 105162.

**How much does Ladd Capital Management LLC manage?**
Ladd Capital Management LLC reports $176,584,800 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (55% discretionary).

**How have Ladd Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Ladd Capital Management LLC: Regulatory assets under management: $128,641,517 in the October 2021 data and $176,584,800 in the October 2026 data, up 37%. Total employees: 3 in October 2021 and 0 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ladd Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (38); individuals (other than high net worth individuals) (31); charitable organizations (3).

**Which custodians does Ladd Capital Management LLC use?**
Ladd Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co. as a custodian holding 10% or more of its separately managed account assets.

**Does Ladd Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105162

**What changed in Ladd Capital Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 2 to 0.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 13, 2026)

- Up to $500,000: 1% a year
- $500,000 to $1,000,000: 0.75% a year
- Above $1,000,000: 0.5% a year

> The annual Advisory Service Agreement fee is based on a percentage of the investable assets according to the following schedule: 1.00% on the first $500,000; 0.75% on the next $500,000 (from 500,001 to 1,000,000); and 0.50% on the assets above $1,000,000.

- Minimum annual fee: $5,000

> The minimum annual fee is $5000 and is negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $176,584,800
- Discretionary: $96,846,957
- Non-discretionary: $79,737,843

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 31 | $13,176,514 |
| High net worth individuals | 38 | $156,133,112 |
| Charitable organizations | 3 | $7,275,174 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1975 (50 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- laddcap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $128,641,517 | 3 | March 4, 2021 |
| October 2022 | $128,567,327 | 3 | March 2, 2022 |
| October 2023 | $116,933,894 | 3 | February 2, 2023 |
| October 2024 | $146,716,073 | 2 | April 18, 2024 |
| October 2025 | $161,692,600 | 2 | February 25, 2025 |
| October 2026 | $176,584,800 | 0 | February 13, 2026 |

Regulatory assets under management: $128,641,517 in the October 2021 data and $176,584,800 in the October 2026 data, up 37%.
Total employees: 3 in October 2021 and 0 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 2 to 0.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ladd Capital Management LLC (CRD 105162): Form ADV filing data as of October 2026.