{
  "crd_number": 105162,
  "slug": "ladd-capital-management-llc-new-haven-ct-105162",
  "primary_business_name": "LADD CAPITAL MANAGEMENT LLC",
  "legal_name": "LADD CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "New Haven",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "35300",
  "metro": {
    "cbsa_code": "35300",
    "common_name": "New Haven",
    "msa_name": "New Haven, CT",
    "path": "/advisors/ct/new-haven"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1975-10-23",
  "years_registered": 50,
  "period": "2026-10-01",
  "filing_date": "2026-02-13",
  "carried_forward": false,
  "raum_total": 176584800.0,
  "raum_discretionary": 96846957.0,
  "raum_non_discretionary": 79737843.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 0,
  "advisory_employees": 0,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 7275174.0,
      "count": 3,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 13176514.0,
      "count": 31
    },
    "high_net_worth_individuals": {
      "raum": 156133112.0,
      "count": 38
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT",
    "FL",
    "NH"
  ],
  "websites": [
    "https://laddcap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105162",
  "city_as_filed": "NEW HAVEN",
  "url": "https://advisorcensus.com/firm/ladd-capital-management-llc-new-haven-ct-105162",
  "display_name": "Ladd Capital Management LLC",
  "summary": "Ladd Capital Management LLC is an SEC-registered investment advisory firm in New Haven, CT, registered since 1975, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.",
  "citation": "AdvisorCensus. Ladd Capital Management LLC (CRD 105162): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Ladd Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Ladd Capital Management LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Ladd Capital Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 13, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,000,000: 0.75% a year; Above $1,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Ladd Capital Management LLC located?",
      "a": "Ladd Capital Management LLC's principal office is in New Haven, CT, according to its Form ADV."
    },
    {
      "q": "Is Ladd Capital Management LLC registered with the SEC or a state?",
      "a": "Ladd Capital Management LLC is an SEC-registered investment advisory firm, registered since 1975. Status as filed: Approved. CRD 105162."
    },
    {
      "q": "How much does Ladd Capital Management LLC manage?",
      "a": "Ladd Capital Management LLC reports $176,584,800 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (55% discretionary)."
    },
    {
      "q": "How have Ladd Capital Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Ladd Capital Management LLC: Regulatory assets under management: $128,641,517 in the October 2021 data and $176,584,800 in the October 2026 data, up 37%. Total employees: 3 in October 2021 and 0 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Ladd Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (38); individuals (other than high net worth individuals) (31); charitable organizations (3)."
    },
    {
      "q": "Which custodians does Ladd Capital Management LLC use?",
      "a": "Ladd Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Ladd Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105162"
    },
    {
      "q": "What changed in Ladd Capital Management LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Employees performing advisory functions went from 2 to 0."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 128641517.0,
      "total_employees": 3,
      "filing_date": "2021-03-04"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 128567327.0,
      "total_employees": 3,
      "filing_date": "2022-03-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 116933894.0,
      "total_employees": 3,
      "filing_date": "2023-02-02"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 146716073.0,
      "total_employees": 2,
      "filing_date": "2024-04-18"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 161692600.0,
      "total_employees": 2,
      "filing_date": "2025-02-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 176584800.0,
      "total_employees": 0,
      "filing_date": "2026-02-13"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 0."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1%"
      },
      {
        "band": "$500,000 to $1,000,000",
        "rate": "0.75%"
      },
      {
        "band": "Above $1,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$5,000",
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1% a year",
          "$500,000 to $1,000,000: 0.75% a year",
          "Above $1,000,000: 0.5% a year"
        ],
        "quotes": [
          "The annual Advisory Service Agreement fee is based on a percentage of the investable assets according to the following schedule: 1.00% on the first $500,000; 0.75% on the next $500,000 (from 500,001 to 1,000,000); and 0.50% on the assets above $1,000,000."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $5,000"
        ],
        "quotes": [
          "The minimum annual fee is $5000 and is negotiable."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.0
        },
        {
          "min": 500000.0,
          "max": 1000000.0,
          "rate_pct": 0.75
        },
        {
          "min": 1000000.0,
          "max": null,
          "rate_pct": 0.5
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": 5000.0,
      "planning": []
    },
    "quotes": [
      "The annual Advisory Service Agreement fee is based on a percentage of the investable assets according to the following schedule: 1.00% on the first $500,000; 0.75% on the next $500,000 (from 500,001 to 1,000,000); and 0.50% on the assets above $1,000,000.",
      "The minimum annual fee is $5000 and is negotiable."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co.",
      "name_as_filed": "CHARLES SCHWAB & CO.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ladd-capital-management-llc-new-haven-ct-105162.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 31,
      "fewer_than_5": false,
      "raum": 13176514.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 38,
      "fewer_than_5": false,
      "raum": 156133112.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": true,
      "raum": 7275174.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105162",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}