{ "crd_number": 312409, "slug": "lab-quantitative-strategies-llc-denver-co-312409", "primary_business_name": "LAB QUANTITATIVE STRATEGIES, LLC", "legal_name": "LAB QUANTITATIVE STRATEGIES, LLC", "dbas": [], "city": "Denver", "state": "CO", "country": "United States", "cbsa_code": "19740", "metro": { "cbsa_code": "19740", "common_name": "Denver", "msa_name": "Denver-Aurora-Centennial, CO", "path": "/advisors/co/denver" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-02-26", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-07-28", "carried_forward": false, "raum_total": 1566601726.0, "raum_discretionary": 1566601726.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 23, "advisory_employees": 12, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1566601726.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO" ], "websites": [ "https://lab-qs.com", "https://linkedin.com/company/71379380/admin", "https://portablealpha.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312409", "city_as_filed": "DENVER", "url": "https://advisorcensus.com/firm/lab-quantitative-strategies-llc-denver-co-312409", "display_name": "LAB Quantitative Strategies, LLC", "summary": "LAB Quantitative Strategies, LLC is an SEC-registered investment advisory firm in Denver, CO, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 28, 2026.", "citation": "AdvisorCensus. LAB Quantitative Strategies, LLC (CRD 312409): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is LAB Quantitative Strategies, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), LAB Quantitative Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is LAB Quantitative Strategies, LLC located?", "a": "LAB Quantitative Strategies, LLC's principal office is in Denver, CO, according to its Form ADV." }, { "q": "Is LAB Quantitative Strategies, LLC registered with the SEC or a state?", "a": "LAB Quantitative Strategies, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312409." }, { "q": "How much does LAB Quantitative Strategies, LLC manage?", "a": "LAB Quantitative Strategies, LLC reports $1,566,601,726 in regulatory assets under management in its Form ADV filing dated July 28, 2026 (100% discretionary)." }, { "q": "How have LAB Quantitative Strategies, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for LAB Quantitative Strategies, LLC: Regulatory assets under management: $720,000,000 in the October 2021 data and $1,566,601,726 in the October 2026 data, up 118%. Total employees: 10 in October 2021 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does LAB Quantitative Strategies, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does LAB Quantitative Strategies, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312409" }, { "q": "What changed in LAB Quantitative Strategies, LLC's recent Form ADV filings?", "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 720000000.0, "total_employees": 10, "filing_date": "2021-04-09" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2107708467.0, "total_employees": 16, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2751961734.0, "total_employees": 23, "filing_date": "2023-05-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1584938595.0, "total_employees": 27, "filing_date": "2024-07-23" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1630395370.0, "total_employees": 25, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1566601726.0, "total_employees": 23, "filing_date": "2026-07-28" } ], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/lab-quantitative-strategies-llc-denver-co-312409.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 1566601726.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312409", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }