# L M Franks Capital

> L M Franks Capital is a state-registered investment advisory firm, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 293434
- Filed as: L M FRANKS CAPITAL
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Massachusetts
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/293434
- AdvisorCensus page: https://advisorcensus.com/firm/l-m-franks-capital-293434

## Quick answers

**How is L M Franks Capital compensated?**
On its Form ADV (Item 5.E, October 2026), L M Franks Capital reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is L M Franks Capital registered with the SEC or a state?**
L M Franks Capital is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 293434.

**How much does L M Franks Capital manage?**
L M Franks Capital reports $34,000,000 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary).

**What types of clients does L M Franks Capital serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (10); individuals (other than high net worth individuals) (7).

**Does L M Franks Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/293434

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $34,000,000
- Discretionary: $34,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $1,400,000 |
| High net worth individuals | 10 | $31,900,000 |
| Charitable organizations | Fewer than 5 | $700,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. L M Franks Capital (CRD 293434): Form ADV filing data as of October 2026.