# L.J. Brey, Inc.

> L.J. Brey, Inc. is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.

- CRD: 113996
- Filed as: L.J. BREY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113996
- AdvisorCensus page: https://advisorcensus.com/firm/l-j-brey-inc-113996

## Quick answers

**How is L.J. Brey, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), L.J. Brey, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Is L.J. Brey, Inc. registered with the SEC or a state?**
L.J. Brey, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 113996.

**How much does L.J. Brey, Inc. manage?**
L.J. Brey, Inc. reports $117,331,252 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary).

**What types of clients does L.J. Brey, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (37); individuals (other than high net worth individuals) (24).

**Which custodians does L.J. Brey, Inc. use?**
L.J. Brey, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does L.J. Brey, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113996

**Does L.J. Brey, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 4, 2026 says: "We generally require an initial account minimum of $2,000,000 to commence an engagement. L.J. Brey, in its sole discretion, may charge a lesser management fee and/or accept a lesser account initial minimum, based upon certain criteria" "Generally, we require that you maintain $2,000,000 under management with us. However, we may waive that minimum at our sole discretion."

**What changed in L.J. Brey, Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 4, 2026)

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> We generally require an initial account minimum of $2,000,000 to commence an engagement. L.J. Brey, in its sole discretion, may charge a lesser management fee and/or accept a lesser account initial minimum, based upon certain criteria

> Generally, we require that you maintain $2,000,000 under management with us. However, we may waive that minimum at our sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $117,331,252
- Discretionary: $117,331,252
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $7,515,652 |
| High net worth individuals | 37 | $109,815,600 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: HI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ljbreyinc.com](https://ljbreyinc.com)

## Changes in the filing (last 12 months)

### February 2026
- Newly registered with the SEC.

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. L.J. Brey, Inc. (CRD 113996): Form ADV filing data as of October 2026.