{ "crd_number": 157428, "slug": "l-catterton-greenwich-ct-157428", "primary_business_name": "L CATTERTON", "legal_name": "CATTERTON MANAGEMENT COMPANY, L.L.C.", "dbas": [], "city": "Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-06-02", "years_registered": 15, "period": "2026-10-01", "filing_date": "2026-06-15", "carried_forward": false, "raum_total": 30842978104.0, "raum_discretionary": 30842978104.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 183, "advisory_employees": 97, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 30842978104.0, "count": 88 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT", "NY" ], "websites": [ "https://lcatterton.com", "https://linkedin.com/COMPANY/L-CATTERTON", "https://twitter.com/L_CATTERTON" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157428", "city_as_filed": "GREENWICH", "url": "https://advisorcensus.com/firm/l-catterton-greenwich-ct-157428", "display_name": "L Catterton", "summary": "L Catterton is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 15, 2026.", "citation": "AdvisorCensus. L Catterton (CRD 157428): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is L Catterton compensated?", "a": "On its Form ADV (Item 5.E, October 2026), L Catterton reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is L Catterton located?", "a": "L Catterton's principal office is in Greenwich, CT, according to its Form ADV." }, { "q": "Is L Catterton registered with the SEC or a state?", "a": "L Catterton is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 157428." }, { "q": "How much does L Catterton manage?", "a": "L Catterton reports $30,842,978,104 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (100% discretionary)." }, { "q": "How have L Catterton's assets and staff changed since 2021?", "a": "In the Form ADV data for L Catterton: Regulatory assets under management: $19,833,768,588 in the October 2021 data and $30,842,978,104 in the October 2026 data, up 56%. Total employees: 147 in October 2021 and 183 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does L Catterton serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (88)." }, { "q": "Does L Catterton report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157428" }, { "q": "What changed in L Catterton's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 136 to 97. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 19833768588.0, "total_employees": 147, "filing_date": "2021-05-20" }, { "period": "2022-10-01", "regulatory_assets_under_management": 22988455308.0, "total_employees": 165, "filing_date": "2022-09-15" }, { "period": "2023-10-01", "regulatory_assets_under_management": 24401753671.0, "total_employees": 183, "filing_date": "2023-06-07" }, { "period": "2024-10-01", "regulatory_assets_under_management": 26642350736.0, "total_employees": 183, "filing_date": "2024-07-15" }, { "period": "2025-10-01", "regulatory_assets_under_management": 29585213838.0, "total_employees": 194, "filing_date": "2025-05-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 30842978104.0, "total_employees": 183, "filing_date": "2026-06-15" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 136 to 97.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/l-catterton-greenwich-ct-157428.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 88, "fewer_than_5": false, "raum": 30842978104.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157428", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }