# L & M Wealth Management and Retirement Solutions, LLC

> L & M Wealth Management and Retirement Solutions, LLC is a state-registered investment advisory firm in Oklahoma City, OK, registered since 2010, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 26, 2026.

- CRD: 151669
- Filed as: L & M WEALTH MANAGEMENT AND RETIREMENT SOLUTIONS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Oklahoma City, OK
- Filing period: October 2026
- Form ADV filing dated: August 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/151669
- AdvisorCensus page: https://advisorcensus.com/firm/l-and-m-wealth-management-and-retirement-solutions-llc-oklahoma-city-ok-151669

## Quick answers

**How is L & M Wealth Management and Retirement Solutions, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), L & M Wealth Management and Retirement Solutions, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is L & M Wealth Management and Retirement Solutions, LLC located?**
L & M Wealth Management and Retirement Solutions, LLC's principal office is in Oklahoma City, OK, according to its Form ADV.

**Is L & M Wealth Management and Retirement Solutions, LLC registered with the SEC or a state?**
L & M Wealth Management and Retirement Solutions, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 151669.

**How much does L & M Wealth Management and Retirement Solutions, LLC manage?**
L & M Wealth Management and Retirement Solutions, LLC reports $67,203,851 in regulatory assets under management in its Form ADV filing dated August 26, 2026 (100% discretionary).

**What types of clients does L & M Wealth Management and Retirement Solutions, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (116); high net worth individuals (20).

**Does L & M Wealth Management and Retirement Solutions, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/151669

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $67,203,851
- Discretionary: $67,203,851
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 116 | $26,640,214 |
| High net worth individuals | 20 | $40,563,637 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (15 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: KS, LA, OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. L & M Wealth Management and Retirement Solutions, LLC (CRD 151669): Form ADV filing data as of October 2026.