{
  "crd_number": 149156,
  "slug": "l-and-g-asset-management-america-chicago-il-149156",
  "primary_business_name": "L&G - ASSET MANAGEMENT, AMERICA",
  "legal_name": "LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.",
  "dbas": [],
  "city": "Chicago",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-01-08",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-07-01",
  "carried_forward": false,
  "raum_total": 267164377153.0,
  "raum_discretionary": 266792093466.0,
  "raum_non_discretionary": 372283687.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 262,
  "advisory_employees": 104,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 139631554.0,
      "count": 2,
      "description": "VEBA PLANS",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 820884278.0,
      "count": 3,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 0.0,
      "count": 0
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 3877733499.0,
      "count": 5
    },
    "insurance_companies": {
      "raum": 12001550769.0,
      "count": 11
    },
    "investment_companies": {
      "raum": 10829622628.0,
      "count": 2
    },
    "pension_profit_sharing": {
      "raum": 39937215261.0,
      "count": 98
    },
    "other_investment_advisers": {
      "raum": 146565591330.0,
      "count": 15
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 47146102337.0,
      "count": 52
    },
    "corporations_other_businesses": {
      "raum": 4801601329.0,
      "count": 6
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 1044444168.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "CO",
    "IL",
    "TX",
    "WA",
    "WI"
  ],
  "websites": [
    "https://am.landg.us.com",
    "https://linkedin.com/company/legal-and-general-asset-management-america"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149156",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "CHICAGO",
  "url": "https://advisorcensus.com/firm/l-and-g-asset-management-america-chicago-il-149156",
  "display_name": "L&G - Asset Management, America",
  "summary": "L&G - Asset Management, America is an SEC-registered investment advisory firm in Chicago, IL, registered since 2009, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 1, 2026.",
  "citation": "AdvisorCensus. L&G - Asset Management, America (CRD 149156): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is L&G - Asset Management, America compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), L&G - Asset Management, America reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is L&G - Asset Management, America located?",
      "a": "L&G - Asset Management, America's principal office is in Chicago, IL, according to its Form ADV."
    },
    {
      "q": "Is L&G - Asset Management, America registered with the SEC or a state?",
      "a": "L&G - Asset Management, America is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149156."
    },
    {
      "q": "How much does L&G - Asset Management, America manage?",
      "a": "L&G - Asset Management, America reports $267,164,377,153 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (100% discretionary)."
    },
    {
      "q": "How have L&G - Asset Management, America's assets and staff changed since 2021?",
      "a": "In the Form ADV data for L&G - Asset Management, America: Regulatory assets under management: $254,008,202,729 in the October 2021 data and $267,164,377,153 in the October 2026 data, up 5%. Total employees: 222 in October 2021 and 262 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does L&G - Asset Management, America serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (98); pooled investment vehicles (other than investment companies and business development companies) (52); other investment advisers (15)."
    },
    {
      "q": "Which custodians does L&G - Asset Management, America use?",
      "a": "L&G - Asset Management, America's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citi, Northern Trust Securities and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does L&G - Asset Management, America report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149156"
    },
    {
      "q": "What changed in L&G - Asset Management, America's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 254008202729.0,
      "total_employees": 222,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 286839787975.0,
      "total_employees": 263,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 209018543172.0,
      "total_employees": 271,
      "filing_date": "2023-04-20"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 222353891759.0,
      "total_employees": 286,
      "filing_date": "2024-09-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 233246497310.0,
      "total_employees": 279,
      "filing_date": "2025-05-09"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 267164377153.0,
      "total_employees": 262,
      "filing_date": "2026-07-01"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 100 to 104.",
        "Regulatory assets under management went from $233,246,497,310 to $267,164,377,153 (+15%).",
        "Registered or notice-filed in WA."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Citi",
      "name_as_filed": "CITI",
      "affiliated": false
    },
    {
      "name": "Northern Trust Securities",
      "name_as_filed": "NORTHERN TRUST SECURITIES",
      "affiliated": false
    },
    {
      "name": "The Bank of New York Mellon",
      "name_as_filed": "THE BANK OF NEW YORK MELLON",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/l-and-g-asset-management-america-chicago-il-149156.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 10829622628.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 52,
      "fewer_than_5": false,
      "raum": 47146102337.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 98,
      "fewer_than_5": false,
      "raum": 39937215261.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 3,
      "fewer_than_5": true,
      "raum": 820884278.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 3877733499.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 15,
      "fewer_than_5": false,
      "raum": 146565591330.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 11,
      "fewer_than_5": false,
      "raum": 12001550769.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1044444168.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 4801601329.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 2,
      "fewer_than_5": true,
      "raum": 139631554.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149156",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}